
From Compliance to Culture: Embedding Accountability
In this timely webinar, Ruleguard explores the international focus on individual accountability, ethics and conduct in financial services.
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Duty Bound: The UK Consumer Mandate in a Global Age
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Duty Bound: The UK Consumer Mandate in a Global Age
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Duty Bound: The UK Consumer Mandate in a Global Age
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Duty Bound: The UK Consumer Mandate in a Global Age
Register NowSM&CR: Enhancing Ethics, Accountability & Culture
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Head of Risk & Compliance
Priscilla is a certified compliance professional specialising in governance, risk management and compliance. With a career spanning 25+ years, she has previously worked as a consultant providing regulatory advice to firms from various FS sectors. She has also held senior management roles as the Chief Compliance Officer and MLRO. Priscilla has significant experience in designing and implementing compliance processes and controls as well as risk management frameworks. She is a Fellow of the International Compliance Association and a member of the Chartered Institute of Securities and Investments.
She is responsible for Ruleguard’s Thought Leadership Programme, where she writes regular in-depth articles, white papers, and hosts insightful webinars on a variety of regulatory matters including CASS, SM&CR, Risk Management, Operational Resilience and AI.
Priscilla’s dual role also encompasses the oversight of risk management at Ruleguard, and strategic guidance on the development of Ruleguard’s GRC solutions. She is a strong advocate of RegTech and believes that leveraging advanced technology is key to proactively managing regulatory risks and boosting operational efficiency.
Committed to knowledge sharing, Priscilla plays a vital role in supporting the next generation of compliance professionals. She has contributed to the PIMFA CASS Academy, sponsored by Ruleguard, and regularly mentors junior professionals in the industry.
Priscilla brings extensive experience as a former consultant, offering expert regulatory advice to financial services firms, including financial advisors, investment management firms, fund managers, and insurers. She has helped these organisations evaluate and interpret regulations and implement robust processes and controls that stand up to external scrutiny.
She has also held senior leadership roles as Chief Compliance Officer and MLRO, where she oversaw regulatory visits and thematic reviews, as well as the design and implementation of end-to-end compliance and risk management programmes.
Priscilla is a certified compliance professional specialising in governance, risk management and compliance. She is a Fellow of the International Compliance Association, and an active member of the IRM.
See why the world's leading financial institutions trust Ruleguard to effectively manage their regulatory compliance.
Learn moreTune in to Priscilla's podcasts
Listen nowIn this timely webinar, Ruleguard explores the international focus on individual accountability, ethics and conduct in financial services.
Read MoreThis session examines the evolving expectations placed on firms under the UK’s Consumer Duty and the impacts upon consumers. As global markets become more interconnected, this discussion will highlight why consumer-centric strategies are not just a compliance...
Read More“Complaints data is one type of data firms can use to understand the outcomes their customers are experiencing.” FCA Complaints & Root Cause Analysis. The UK regulator continues to urge firm to use their complaints data to address poor outcomes and identify areas of...
Read MorePriscilla Gaudoin, Ruleguard's Head of Risk & Compliance explores the grey areas where seemingly small gestures can spiral into major compliance issues, through the lens of practical case studies, real-world vulnerabilities, and recent regulatory scrutiny.
Read MorePriscilla Gaudoin, Ruleguard's Head of Risk & Compliance explores some of the common pitfalls of compliance monitoring. How can technology and continuous compliance tracking move your firm from reactive to proactive management?
Read MoreRuleguard's Head of Risk & Compliance focuses on the global regulatory emphasis on Operational Resilience, highlighting the critical need for firms to identify and manage risks associated with critical third parties (CTPs). The event addresses how firms can meet...
Read MoreIn this event, our expert panel provide an overview of the UK’s operational resilience framework, outline key requirements of the EU’s Digital Operational Resilience Act (DORA) and discuss how operational resilience aids transparency and builds trust with consumers.
Read MoreIn this webinar, Ruleguard explores the topic of market abuse by looking at the rules, requirements, and developments. We often think of market abuse in terms of rogue traders, but the term covers a multitude of sins.
Read MoreIn this on-demand webinar, the panelists discuss the challenges firms encounter in managing regulatory changes and the urgency with which they must respond. The session also highlights the importance of meeting this year's deadlines, explores various RegTech solutions...
Read MoreWith today’s technological advancements comes innovation risks. In our latest webinar, we’ll explore the challenges of managing the risks associated with digital assets.
Read MoreIn this session, Priscilla Gaudoin, Ruleguard’s Head of Risk & Compliance shares her insights into creating a successful compliance programme.
Read MoreHear our industry experts delve into key upcoming milestones, discuss proactive steps your firm can take, and reveal strategies to transform the Consumer Duty from a regulatory challenge into a powerful competitive advantage.
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