From Compliance to Culture: Embedding Accountability
In this timely webinar, Ruleguard explores the international focus on individual accountability, ethics and conduct in financial services.
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GRC Platform
Resources & Insights
ON DEMAND
Risk management is more critical than ever in financial services. Not merely a regulatory requirement, it is a strategic advantage.
From geopolitical uncertainty to digital disruption and increasing regulatory scrutiny, firms face a complex risk landscape that demands proactive, forward-looking approaches.
Join our discussions around the challenges shaping risk management.
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In this timely webinar, gain fresh insights into the evolving risk landscape and discover how forward-thinking strategies and technology can give your firm a competitive edge.
Tune in on demand, as we explore the following areas:
This event is suitable for Board members, senior executives, and GRC practitioners.
Relevant Resources & Insights
Efficiently identify, categorise, and manage operational risks with Ruleguard’s intuitive Risk Management Solution, mapping them back to requirements and controls for complete visibility. At the same time, stay on top of every regulatory change with our Regulatory Updates Software, transforming compliance from daunting to routine. Together, we help you safeguard market integrity and stay regulation-ready.
Discover how Ruleguard streamlines compliance, reduces manual workloads, and gives you complete visibility and control across your GRC activities.
Head of Risk & Compliance
Priscilla is a former consultant, CCO and MLRO, experienced in providing regulatory oversight and advice to firms across the financial services industry. She is responsible for our thought leadership programme, writing regular articles and white papers, and hosting webinars on a variety of regulatory matters.
Her dual role also encompasses the oversight of risk management at Ruleguard.
She is a Fellow of the International Compliance Association, a certified GRC practitioner, and a member of the Institute of Risk Management.
Platform Director
Matthew is our Platform Director and leads the development roadmap for the Ruleguard platform. He has 15+ years of experience in software development and has worked on Ruleguard since its launch.
Matthew plays a key role in delivering a programme of features and improvements that continue to delight users and deliver tangible business value. He’s passionate about product management that balances strategic and tactical objectives.
In this timely webinar, Ruleguard explores the international focus on individual accountability, ethics and conduct in financial services.
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Priscilla Gaudoin, Ruleguard's Head of Risk & Compliance explores the grey areas where seemingly small gestures can spiral into major compliance issues, through the lens of practical case studies, real-world vulnerabilities, and recent regulatory scrutiny.
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Discover how Ruleguard is helping firms navigate financial promotions regulation, from the UK Financial Promotions Gateway and oversight of Appointed Representatives to regional approaches. We’ll also uncover common challenges and how to overcome them.
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