Enterprise.jpg
Enterprise RegTech
The most powerful end-to-end RegTech platform on the market today
geometric-1732847.jpg
Enterprise
Enterprise RegTech

The most powerful end-to-end RegTech platform on the market today

Horizon (thumb)
Rules Management

Your early warning system for new rules - all regulators, all jurisdictions

Rules Mapping
Rules Mapping

Your intuitive mapping cube for rules, processes, risks and controls

SMCR
Ruleguard for SMCR

Map organisational structure, track delegation and evidence

CASS
Ruleguard for CASS

Practical line-by-line mapping for client money compliance & custody

Breaches
Issues & Breaches

Track your issues through the full life cycle & root cause analysis

Third Party
Third Party Oversight

A seamless control environment between you and your third parties

Ops R
Operational Resilience

Define extreme but plausible scenarios and model impact tolerances

Checklists
Tasks & Checklists

Assign granular tasks to individuals with detailed control over dates & times

shutterstock_222799717.jpg
About Ruleguard
Be audit ready, anytime.

Ruleguard is an industry-leading software platform designed to help regulated firms manage the burden of evidencing and monitoring compliance. Find out more

Over 50 of the world’s best-known banks, insurance companies, asset management companies and investment funds trust Ruleguard to help manage their regulatory compliance. See our clients

shutterstock_1427058251.jpg

SIMPLIFY AUDIT PREPARATIONS

ENHANCE OVERSIGHT

INTEGRATE WITH EXISTING SYSTEMS

SIMPLE-TO- USE ANALYICS

MINIMISE  REGULATORY RISK

MONITOR IN

REAL-TIME

IDEAL FOR

REMOTE WORKING

REDUCE THE COST OF COMPLIANCE

Thanks so much for all of the help and support you have provided in rolling out Ruleguard and also dealing with our queries in such an awesome manner.

 

I know our approach hasn't always aligned to make this as straightforward as possible but you have always been willing and open to our suggestions and working with us to come to a mutual agreement which we have found really great!

Santander

Ruleguard is a trusted partner of the top financial services companies​