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Regulatory Change Management
The most powerful end-to-end RegTech platform on the market today
Incident & Breach Management
Track your issues through the full life cycle & root cause analysis
Operational
Resilence
Define extreme but plausible scenarios and model impact tolerances
Operational Risk Management
Map risks and controls to your processes to facilitate compliance monitoring
Pensions
& GRC
Map applicable rules to your risk, processes and controls whilst building a robust audit trail
Rules
Mapping
Your intuitive mapping cube for rules, processes, risks and controls
Tasks &
Checklists
Assign granular tasks to individuals with detailed control over dates & times
Third Party
Oversight
A seamless control environment between you and your third parties
Accountability
Regimes
The most powerful end-to-end RegTech platform on the market today
Audit
Management
A seamless control environment between you and your auditors to facilitate cost effective audits
Client Money and Asset Rules (CASS)
Practical line-by-line mapping for client money compliance & custody
Complaints
Handling
Raise, investigate and manage complaint investigations
Compliance
Management
Track, monitor and evidence compliance with regulatory obligations
About Ruleguard
Be audit ready, anytime.
Ruleguard is an industry-leading software platform designed to help regulated firms manage the burden of evidencing and monitoring compliance. Find out more
Over 50 of the world’s best-known banks, insurance companies, asset management companies and investment funds trust Ruleguard to help manage their regulatory compliance. See our clients
SIMPLIFY AUDIT PREPARATIONS
ENHANCE OVERSIGHT
INTEGRATE WITH EXISTING SYSTEMS
SIMPLE-TO- USE ANALYICS
MINIMISE REGULATORY RISK
MONITOR IN
REAL-TIME
IDEAL FOR
REMOTE WORKING
REDUCE THE COST OF COMPLIANCE
Thanks so much for all of the help and support you have provided in rolling out Ruleguard and also dealing with our queries in such an awesome manner.
I know our approach hasn't always aligned to make this as straightforward as possible but you have always been willing and open to our suggestions and working with us to come to a mutual agreement which we have found really great!
Santander
Ruleguard is a trusted partner of the top financial services companies
