%2011.png)
Enterprise RegTech
The most powerful end-to-end RegTech platform on the market today
.jpg)
Rules Management
Your early warning system for new rules - all regulators, all jurisdictions
Rules Mapping
Your intuitive mapping cube for rules, processes, risks and controls
Ruleguard for SMCR
Map organisational structure, track delegation and evidence
Ruleguard for CASS
Practical line-by-line mapping for client money compliance & custody
Issues & Breaches
Track your issues through the full life cycle & root cause analysis
Third Party Oversight
A seamless control environment between you and your third parties
Operational Resilience
Define extreme but plausible scenarios and model impact tolerances
Tasks & Checklists
Assign granular tasks to individuals with detailed control over dates & times
About Ruleguard
Be audit ready, anytime.
Ruleguard is an industry-leading software platform designed to help regulated firms manage the burden of evidencing and monitoring compliance. Find out more
Over 50 of the world’s best-known banks, insurance companies, asset management companies and investment funds trust Ruleguard to help manage their regulatory compliance. See our clients
SIMPLIFY AUDIT PREPARATIONS
ENHANCE OVERSIGHT
INTEGRATE WITH EXISTING SYSTEMS
SIMPLE-TO- USE ANALYICS
MINIMISE REGULATORY RISK
MONITOR IN
REAL-TIME
IDEAL FOR
REMOTE WORKING
REDUCE THE COST OF COMPLIANCE
Thanks so much for all of the help and support you have provided in rolling out Ruleguard and also dealing with our queries in such an awesome manner.
I know our approach hasn't always aligned to make this as straightforward as possible but you have always been willing and open to our suggestions and working with us to come to a mutual agreement which we have found really great!
Santander
Ruleguard is a trusted partner of the top financial services companies
