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Enterprise RegTech
The most powerful end-to-end RegTech platform on the market today
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Regulatory Change Management

The most powerful end-to-end RegTech platform on the market today

Enterprise
Incident & Breach Management

Track your issues through the full life cycle & root cause analysis

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Operational
Resilence

Define extreme but plausible scenarios and model impact tolerances

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Operational Risk Management

Map risks and controls to your processes to facilitate compliance monitoring

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Pensions
& GRC

Map applicable rules to your risk, processes and controls whilst building a robust audit trail

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Regulatory Change Management

Your early warning system for new rules - all regulators, all jurisdictions

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Rules
Mapping

Your intuitive mapping cube for rules, processes, risks and controls

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Tasks &
Checklists

Assign granular tasks to individuals with detailed control over dates & times

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Third Party
Oversight

A seamless control environment between you and your third parties

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Accountability
Regimes

The most powerful end-to-end RegTech platform on the market today

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Audit
Management

A seamless control environment between you and your auditors to facilitate cost effective audits

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Client Money and Asset Rules (CASS)

Practical line-by-line mapping for client money compliance & custody

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Complaints
Handling

Raise, investigate and manage complaint investigations

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Compliance
Management

Track, monitor and evidence compliance with regulatory obligations

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About Ruleguard
Be audit ready, anytime.

Ruleguard is an industry-leading software platform designed to help regulated firms manage the burden of evidencing and monitoring compliance. Find out more

Over 50 of the world’s best-known banks, insurance companies, asset management companies and investment funds trust Ruleguard to help manage their regulatory compliance. See our clients

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SIMPLIFY AUDIT PREPARATIONS

ENHANCE OVERSIGHT

INTEGRATE WITH EXISTING SYSTEMS

SIMPLE-TO- USE ANALYICS

MINIMISE  REGULATORY RISK

MONITOR IN

REAL-TIME

IDEAL FOR

REMOTE WORKING

REDUCE THE COST OF COMPLIANCE

Thanks so much for all of the help and support you have provided in rolling out Ruleguard and also dealing with our queries in such an awesome manner.

 

I know our approach hasn't always aligned to make this as straightforward as possible but you have always been willing and open to our suggestions and working with us to come to a mutual agreement which we have found really great!

Santander

Ruleguard is a trusted partner of the top financial services companies​

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