Compliant by Nature

Ruleguard's end-to-end GRC software makes monitoring, managing, and proving compliance simple, at scale.

Powerful. Effective. Easy-to-use.
Discover how Ruleguard takes the effort out of tracking your regulatory obligations and monitoring compliance.

See it in action

Powerful. Effective. Easy-to-use.
Discover how Ruleguard takes the effort out of tracking your regulatory obligations and monitoring compliance.

See it in action

Who we work with

Financial services companies of all shapes and sizes rely on Ruleguard's software to set high standards of compliance.

Our Partners

Why Ruleguard?

GRC software for financial services

Ruleguard's integrated, user-friendly compliance tracking software handles your GRC framework's whole lifecycle.

Align

Create a single source of truth for your whole firm, whether you're a startup or a multinational.

Automate

Identify changes, map rules to risks, and build custom workflows without writing a single line of code.

Attest

Comprehensively evidence compliance with a complete, accurate, systematic audit trail.

Explore the platform

Compliance and risk management

Meet regulatory requirements with less effort. Automatically track regulations, plan for change, and set clear, verifiable standards of conduct.

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Employee oversight

Train staff, monitor their conduct, and keep them accountable. Ruleguard ensures compliance is integral to your culture, not just a tick-box exercise.

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Consumer duty

Show stakeholders you walk the talk on compliance. Sign off financial promotions, review client files, and manage complaints from one place.

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'The best we've found.

"No other solution we looked at for managing our regulatory processes and controls came close to Ruleguard."

Monex Europe

Seamless, effective, and prompt.

"Ruleguard has made the process of monitoring our controls framework much more efficient. The platform has granular details for each risk, process, and CASS rule, reports are easy to generate, and the team always get back to us quickly when we have queries or issues."

FNZ

Ruleguard makes it easy to stay on top of compliance

"It has enabled us to improve the quality of our CASS documentation, controls assurance, MI, and oversight while remaining efficient."

Royal London

Improve Complaints Management
and Improve Compliance

WEBINAR

As firms face mounting regulatory pressure to demonstrate fair treatment of customers, effective complaints handling has become a key compliance priority. Beyond ticking the regulatory box, strong processes can also reveal valuable business insights.

In this on-demand webinar, Ruleguard explores how firms can strengthen complaints management using automation and smart data capture—helping to reduce risk, support better customer outcomes, and provide evidence of a robust compliance framework. compliance monitoring—from streamlining due diligence to enhancing oversight and delivering real-time assurance.

May 25 - Improve Complaints Management and Improve Copliance (1)

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