Ruleguard CASS Roundtable
We were joined by 30+ Senior Managers and Heads of Client Assets for an insightful session discussing CASS challenges, strategies to enhance compliance, exploring the latest market trends, and more.
Read MoreGRC Solutions
Compliance and risk management
Employee
compliance
Consumer
duty
Risk Happens: What GRC Leaders Need to Know Now
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Operational Resilience: Adapt, Respond & Recover
Read moreGRC Platform
GRC Software
Overview of our end-to-end GRC platform
Why Ruleguard?
What makes Ruleguard stand out in the RegTech industry.
Data Centres
Learn how Ruleguard’s secure, resilient data centres support compliance with industry standards, offering reliability, scalability and control.
Integrations
Discover how Ruleguard’s seamless system integration options can streamline risk and compliance across your enterprise.
FAQs
All your questions about Ruleguard's platform, features, and services answered!
Risk Happens: What GRC Leaders Need to Know Now
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Best Practice in Third Party Risk Management
Read moreIndustries
Solutions
by Sector
Asset Management
Ease your firm’s risk of non-compliance
Banking
Innovative and robust banking compliance tools
Funds
Automate key tasks and boost transparency
Insurance
Track, monitor and prove compliance with ease
Pensions
Bolster your audit preparation and oversight
Wealth Management
Make compliance your competitive advantage
E-money and payment firms
Automate safeguarding processes & protect customer funds
Solutions
by Function
Risk
Prevent misconduct with enterprise risk management
Compliance
Give your team greater visibility and control
Human Resources
Streamline HR compliance and reduce admin
Governance
Your golden source of truth for governance
Operations
Minimise duplication, bottlenecks and inefficiency
Risk Happens: What GRC Leaders Need to Know Now
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Guide to the FCA’s Strategy
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About Ruleguard
Discover Ruleguard's origin, journey and vision
Our Team
Meet the great team behind the Ruleguard platform
Partners
Explore Ruleguard’s key strategic partnerships
Work With Us
Ruleguard Careers
Ruleguard News
Read our latest company news
Success Stories
Read our success stories
Risk Happens: What GRC Leaders Need to Know Now
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SM&CR: Enhancing Ethics, Accountability & Culture
Read moreResources & Insights
Financial Promotions under Scrutiny in a Global Market
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Risk Happens: What GRC Leaders Need to Know Now
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From Compliance to Culture: Embedding Accountability
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Duty Bound: The UK Consumer Mandate in a Global Age
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Improve Complaints Management and Improve Compliance
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When is a gift not a gift?
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Balancing Innovation, Resilience & Competition
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The ROI of GRC – Why Value Is Not Found in Headcount Reduction
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GRC and the Plumbing Problem: Why “What’s Out of Sight Shouldn’t Be Out of Mind”
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A Shared Vision: Accountability in the UK and Ireland
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Blockers to AI Adoption
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FCA's PS25/12: Strengthening Safeguarding for E-Money and Payment Firms
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Accountability in Practice What Firms Really Think
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No Time to Relax: Consumer Duty Risk Remains Front and Centre
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Preventing Bribery
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Is Regulatory Change Reshaping Your Complaints Handling?
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Strengthen Your Operational Resilience in 2025 and Beyond
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Compliance Monitoring Challenges: From Tech Gaps to Vendor Oversight
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Strengthening Product Governance
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Podcast AI in Financial Services: Unpacking the Regulatory & Ethical Landscape
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Podcast Crush Your CASS Audit Goals!
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Podcast: Controlling CASS Compliance
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Podcast Escape CASS Complacency!
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Podcast Mastering CASS Controls: Key Steps for Ensuring Compliance
Read moreVirtual Event
Thursday 27th March 2025 - 10am - 11.30am GMT
Building Operational Resilience Together
This event is designed for professionals in financial services who are navigating the complex landscape of operational resilience. With insights from regulatory developments, industry best practices, and real-world solutions, attendees will leave equipped with actionable strategies to strengthen their firm's resilience.
Learn from Experts: Gain a deep understanding of operational resilience from industry leaders, including evolving FCA guidelines and practical approaches to meet regulatory expectations.
Engage in Meaningful Discussions: Participate in interactive panel debates and Q&A sessions to discuss key challenges like assessing critical business services, addressing siloed processes, and leveraging technology to bridge resource gaps.
Discover Innovative Solutions: See firsthand how Ruleguard’s tailored solutions can support operational resilience, with real-world examples of successful implementations.
Network with Peers: Connect with industry professionals facing similar challenges, exchange ideas, and build valuable relationships during the networking session.
RSVP today to gain the knowledge, tools, and connections to enhance your operational resilience strategy effectively.
Head of Risk & Compliance
Priscilla has worked as a consultant, CCO and MLRO providing regulatory oversight and advice to firms across the financial services industry. She is responsible for our thought leadership programme, writing regular articles and white papers, and hosting webinars on a variety of regulatory matters.
Her dual role also encompasses the oversight of risk management at Ruleguard.
Commercial Strategy Director
Senior Policy Adviser at the Investment Association
James King is the Senior Policy Adviser at the Investment Association. He is responsible for technology, operational resilience and cyber resilience.
We were joined by 30+ Senior Managers and Heads of Client Assets for an insightful session discussing CASS challenges, strategies to enhance compliance, exploring the latest market trends, and more.
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In this event, our expert panel provide an overview of the UK’s operational resilience framework, outline key requirements of the EU’s Digital Operational Resilience Act (DORA) and discuss how operational resilience aids transparency and builds trust with consumers.
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Key learning takeaways
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