Automated Compliance Software
Your compliance programme, always on. Compliance teams in regulated firms face a relentless tide of regulatory change, growing reporting demands, and rising expectations from boards and regulators alike. Manual processes can't keep pace.
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No sales pitch
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30-min walkthrough
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ISO 27001
TRUSTED BY LEADING FINANCIAL INSTITUTIONS
Intelligent Automation
What automation delivers for compliance teams
Accountability regime
Agents maintain a live, accurate record of every individual's responsibilities and reporting lines - across SMCR, FAR, SEAR, MIC, and other regimes. Fit-and-proper assessments, conduct monitoring, and offboarding workflows run automatically, with human sign-off at every critical step.
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Compliance monitoring
Your controls, policies, and processes are scanned against regulatory requirements continuously - not once a quarter. Gaps are surfaced in real time. Monitoring schedules adapt to changing risk profiles. Your compliance programme becomes genuinely proactive rather than reactive.
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Evidence management and task lists
Tasks are coordinated across teams, deadlines tracked, and evidence compiled automatically. When an auditor or regulator asks a question, the evidence pack is already assembled - complete with timestamps, decision trails, and source references.
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Regulatory updates
Regulatory developments across jurisdictions are tracked around the clock. When a change is published, agents assess its impact on your firm's policies, processes, and controls - and surface a prioritised action plan before your team reads the morning news.
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Your compliance team defines what good looks like. Ruleguard monitors it continuously, assembles the evidence, and surfaces gaps before regulators do.
Built for Regulated Firms
Enterprise-grade compliance
Ruleguard is built to the standards financial regulators and auditors expect - not retrofitted to meet them.
