Intelligent Compliance for Asset Managers
Built for the complexity of asset management. Asset managers operate under intense regulatory scrutiny. Client money rules, investment mandates, reporting obligations, and evolving cross-border expectations demand constant vigilance.
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No sales pitch
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30-min walkthrough
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ISO 27001 + 42001
TRUSTED BY LEADING FINANCIAL INSTITUTIONS
Intelligent Automation
What Ruleguard delivers for asset managers
Client asset compliance
Client money and asset segregation obligations are monitored continuously. Reconciliations are tracked, discrepancies flagged, and resolution workflows triggered automatically. Your CASS compliance is always current — not reliant on month-end reviews.
Client assurance
A secure, real-time assurance portal for your investors and stakeholders. Compliance status, oversight data, and key metrics are shared seamlessly — building trust through transparency rather than periodic PDF reports.
Evidence management and task lists
Compliance tasks are coordinated across teams, deadlines tracked, and evidence compiled automatically. When auditors arrive — internal or external — the evidence pack is already assembled, timestamped, and cross-referenced.
Operational risk management
Operational risks are mapped to controls and controls to regulatory obligations in real time. Gaps are surfaced automatically. Risk appetite thresholds trigger alerts before they are breached. Your risk register is always a living document — not a quarterly exercise.
Built for Regulated Firms
Enterprise-grade compliance
