Ruleguard’s success stories

Explore our GRC platform case studies

Want to know why top firms choose Ruleguard? Discover the transformative impact of our RegTech solutions and explore our range of GRC platform case studies.


You’re in great company

We’re committed to simplifying your journey through the complex landscape of global regulations, ensuring you’re always ahead of the curve. We’re rather proud to hold the title of the ‘only end-to-end GRC solution’ with our comprehensive Ruleguard platform.


Innovation never sleeps

As the trusted partner of the world’s leading financial institutions, we’re continually investing in innovation to keep you at the forefront of regulatory changes.

Our mission? To make compliance as seamless as possible, through cutting-edge technology, at scale.

The future we’re building at Ruleguard is one where regulatory adherence is not just simple, but second nature.

True Potential
Royal London
Quilter Cheviot

Championed by the world’s leading financial institutions

Ruleguard is the GRC powerhouse behind 50+ prestigious and blue-chip organisations. 

Review our glowing testimonials and case studies to see why banks, insurance companies, asset management companies and investment funds trust and rely on us to effectively manage their regulatory compliance.

Read our GRC platform case studies

Ruleguard - Breach Management Cover Images

Breach Management, Checklists and Control Testing

A London-based asset management firm with £631 Billion assets under management (AUM); the firm is classified as a large CASS firm as per the FCA’s classifications and is the asset management arm of a large Japanese banking group, servicing both retail and institutional investors.

Read the case study
Ruleguard - CASS Case Study

CASS Compliance and Transfer Agent Oversight

A UK-based investment management company with more than £50 Billion assets under management (AUM). The firm is a FTSE 250 company listed on the London Stock Exchange.

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"Thanks so much for all of the help and support you have provided in rolling out Ruleguard and also dealing with our queries in such an awesome manner.
I know our approach hasn't always aligned to make this as straightforward as possible but you have always been willing and open to our suggestions and working with us to come to a mutual agreement which we have found really great!"


"Ruleguard is highly collaborative and seamless and not only provides a high level controls mapping overview but also granular details for each controls, risks, processes and CASS rules. Reports can be easily viewed on the tool or extracted as an excel file.
The monitoring of clients’ controls framework has been very efficient since implementation and the team at Ruleguard are very solution oriented and always reply back promptly for any queries/issues."


"Ruleguard is a great tool that helps us keep on top of CASS compliance and the interactions with our Third Party Administrators.
 The functionality within Ruleguard continues to grow enabling us to improve the quality of our CASS documentation, controls assurance, MI and oversight whilst remaining efficient and supporting the annual CASS audit."


"The software enables us to integrate our Risk Mapping, Breach Log, Attestations and MI in one system with an easy-to-use interface. It is a pleasure to work with the Ruleguard team who make the onboarding process straightforward and tailored to our needs."


"What I like most about the Ruleguard platform is the ease of maintaining processes and controls and mapping them to the appropriate CASS rules. The new sharing functionality is easy to use and saves a considerable amount of time as it alleviates the need to manually input processes and controls, which are undertaken by our third party administrators as they are uploaded directly onto our platform."

Link Group

"Ruleguard is the best solution we found when looking for a system to manage our regulatory processes and controls."

Monex Europe

"The feature that I value the most in Ruleguard is the ability to delegate   attestations to relevant team members making the whole CASS project a team effort. Also, the ability to set up several users on the system and have them feel involved in the compliance."


"Ruleguard’s team were incredibly approachable and easy to communicate with, providing continuous updates throughout the implementation process. The team at Ruleguard demonstrated exceptional efficiency, going the extra mile to facilitate a seamless implementation, ensuring a positive, overall smooth user experience."

True Potential

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