Improve Complaints Managementand Improve Compliance
Transforming your complaints management processes can add value to your firm.
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Learn how Ruleguard’s secure, resilient data centres support compliance with industry standards, offering reliability, scalability and control.
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Asset Management
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Innovative and robust banking compliance tools
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Automate key tasks and boost transparency
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Bolster your audit preparation and oversight
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Automate safeguarding processes & protect customer funds
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Transforming Compliance Monitoring: Innovation meets Regulation
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Guide to the FCA’s Strategy
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Read moreIntegrated Risk, Effortless Onboarding.
“The software enables us to integrate our Risk Mapping, Breach Log, Attestations and MI in one system with an easy-to-use interface. It is a pleasure to work with the Ruleguard team who make the onboarding process straightforward and tailored to our needs.”
Resources & Insights
Webinars
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Client Asset Protection & Compliance: Global Trends and UK Safeguarding Reforms
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Financial Promotions under Scrutiny in a Global Market
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Risk Happens: What GRC Leaders Need to Know Now
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From Compliance to Culture: Embedding Accountability
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Duty Bound: The UK Consumer Mandate in a Global Age
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Improve Complaints Management and Improve Compliance
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The Modern GRC Buyer’s Guide
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Transforming Compliance Monitoring: Innovation Meets Regulation
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Product Governance: Aligning innovation, ethics and accountability
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Operational Resilience: Adapt, Respond & Recover
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Best Practice in Third Party Risk Management
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Guide to the FCA’s Strategy
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Rathbones Asset Management Success Story - Client Asset Compliance, Risk Mapping and Transfer Agent Oversight
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CASS Compliance and Transfer Agent Oversight
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Breach Management, Checklists and Control Testing
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Securing Executive Buy-In: Turning GRC into a Strategic Conversation
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Balancing Innovation, Resilience & Competition
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The ROI of GRC – Why Value Is Not Found in Headcount Reduction
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GRC and the Plumbing Problem: Why “What’s Out of Sight Shouldn’t Be Out of Mind”
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A Shared Vision: Accountability in the UK and Ireland
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Blockers to AI Adoption
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Global Financial Promotions: Risk, Rules & Reality
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The Next Evolution of Risk: Turning Data, Culture, and Tech into True Resilience
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Accountability in Practice What Firms Really Think
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No Time to Relax: Consumer Duty Risk Remains Front and Centre
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Preventing Bribery
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Is Regulatory Change Reshaping Your Complaints Handling?
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Strengthening Product Governance
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Podcast AI in Financial Services: Unpacking the Regulatory & Ethical Landscape
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Podcast Crush Your CASS Audit Goals!
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Podcast: Controlling CASS Compliance
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Podcast Escape CASS Complacency!
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Podcast Mastering CASS Controls: Key Steps for Ensuring Compliance
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Easily navigate the complexities of complaints handling with Ruleguard’s Complaint Management software, ensuring each incident is addressed with the care and precision it deserves.
Consumer duty
Ensure you have an effective and transparent
complaint-handling system in place to comply
with the FCA's Dispute Resolution: Complaints Sourcebook (DISP) in the UK.
Transparent and timely complaints handling
Achieve new levels of transparency and efficiency
in complaints handling, with automated acknowledgements and updates, keeping clients informed every step of the way.
Insightful analytics
Leverage powerful analytics to transform complaints
data into actionable insights, identifying trends and areas for improvement. This includes root cause analysis,
to enable firms to put in place appropriate management controls and take reasonable steps to
prevent recurring complaints.
Comprehensive oversight
With Ruleguard, ensure every complaint is meticulously tracked, from initial logging through to resolution, fostering continuous improvement and client trust.
Read about our latest insights on regulatory updates
and risk management
Transforming your complaints management processes can add value to your firm.
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Consumers today expect much more from financial services firms than just a basic transactional efficiency
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In our webinar on Improving Complaints Management and Strengthening Compliance, Ruleguard's Head of Risk & Compliance
Read moreTransform the way your firm handles complaints with the Ruleguard platform, where efficiency meets compliance, driving satisfaction and trust. Handle customer complaints and settle disputes with speed and precision.
Request a discovery call
The Ruleguard Complaint Management system is a configurable workflow solution designed to manage the requirements of the entire complaints lifecycle from initial receipt/identification of complaint, assessment, investigation, escalation through remediation and reporting.