Ruleguard - Top Risk Solution. Two Years Running!
We’re proud to announce that Ruleguard has won “Best Solution for Managing Operational Risk” for the second consecutive year at the A-Team Group’s RegTech Insight Awards Europe.
Read moreGRC Solutions
Compliance and risk management
Employee compliance
Consumer duty
The Modern GRC Buyer’s Guide
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Operational Resilience: Adapt, Respond & Recover
Read moreGRC Platform
GRC Software
Overview of our end-to-end GRC platform
Why Ruleguard?
What makes Ruleguard stand out in the RegTech industry.
Data Centres
Learn how Ruleguard’s secure, resilient data centres support compliance with industry standards, offering reliability, scalability and control.
Integrations
Discover how Ruleguard’s seamless system integration options can streamline risk and compliance across your enterprise.
FAQs
All your questions about Ruleguard's platform, features, and services answered!
Industries
Solutions
by Sector
Asset Management
Ease your firm’s risk of non-compliance
Banking
Innovative and robust banking compliance tools
Funds
Automate key tasks and boost transparency
Insurance
Track, monitor and prove compliance with ease
Pensions
Bolster your audit preparation and oversight
Wealth Management
Make compliance your competitive advantage
E-money and payment firms
Automate safeguarding processes & protect customer funds
Solutions
by Function
Risk
Prevent misconduct with enterprise risk management
Compliance
Give your team greater visibility and control
Human Resources
Streamline HR compliance and reduce admin
Governance
Your golden source of truth for governance
Operations
Minimise duplication, bottlenecks and inefficiency
Transforming Compliance Monitoring: Innovation meets Regulation
Download White Paper
Guide to the FCA’s Strategy
Read moreCompany
About Ruleguard
Discover Ruleguard's origin, journey and vision
Our Team
Meet the great team behind the Ruleguard platform
Partners
Explore Ruleguard’s key strategic partnerships
Work With Us
Ruleguard Careers
Ruleguard News
Read our latest company news
Success Stories
Read our success stories
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Read moreIntegrated Risk, Effortless Onboarding.
“The software enables us to integrate our Risk Mapping, Breach Log, Attestations and MI in one system with an easy-to-use interface. It is a pleasure to work with the Ruleguard team who make the onboarding process straightforward and tailored to our needs.”
Resources & Insights
Webinars

Financial Promotions under Scrutiny in a Global Market
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Risk Happens: What GRC Leaders Need to Know Now
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From Compliance to Culture: Embedding Accountability
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Duty Bound: The UK Consumer Mandate in a Global Age
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Improve Complaints Management and Improve Compliance
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When is a gift not a gift?
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The Modern GRC Buyer’s Guide
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Transforming Compliance Monitoring: Innovation Meets Regulation
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Product Governance: Aligning innovation, ethics and accountability
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Operational Resilience: Adapt, Respond & Recover
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Best Practice in Third Party Risk Management
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Guide to the FCA’s Strategy
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Rathbones Asset Management Success Story - Client Asset Compliance, Risk Mapping and Transfer Agent Oversight
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CASS Compliance and Transfer Agent Oversight
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Breach Management, Checklists and Control Testing
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Securing Executive Buy-In: Turning GRC into a Strategic Conversation
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Balancing Innovation, Resilience & Competition
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The ROI of GRC – Why Value Is Not Found in Headcount Reduction
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GRC and the Plumbing Problem: Why “What’s Out of Sight Shouldn’t Be Out of Mind”
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A Shared Vision: Accountability in the UK and Ireland
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Blockers to AI Adoption
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The Next Evolution of Risk: Turning Data, Culture, and Tech into True Resilience
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Accountability in Practice What Firms Really Think
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No Time to Relax: Consumer Duty Risk Remains Front and Centre
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Preventing Bribery
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Is Regulatory Change Reshaping Your Complaints Handling?
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Strengthen Your Operational Resilience in 2025 and Beyond
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Strengthening Product Governance
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Podcast AI in Financial Services: Unpacking the Regulatory & Ethical Landscape
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Podcast Crush Your CASS Audit Goals!
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Podcast: Controlling CASS Compliance
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Podcast Escape CASS Complacency!
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Podcast Mastering CASS Controls: Key Steps for Ensuring Compliance
Read moreEfficiently identify and categorise operational risks with Ruleguard's intuitive platform. Our Operational Risk Management software solution offers an end-to-end view of the compliance response when you map the risks back to the requirements and controls.
Establish a structured and comprehensive approach to risk management. Our platform lets you fully document operational risks and organise them into topics and suitable taxonomies. Explore the benefits of our Operational Risk Management software.
Smooth risk assessment
Automate the risk evaluation process, utilising customisable scoring systems to prioritise and address risks based on impact, likelihood, and the real-time operation of controls.
Proactive risk mitigation
Implement targeted mitigation strategies to manage identified risks effectively, enhancing operational resilience and regulatory compliance. Continually improve your governance and oversight of key risks, related controls and operational processes.
Robust compliance integration
Seamlessly link risks to regulatory requirements and controls, providing a holistic view of your compliance stance and supporting risk-first decision-making.
Our rich reporting enables users to visualise the status of risks and tasks using customisable RAG schemes. At a glance, identify and visualise escalating issues before they materialise.
Rich reporting
Detailed reports provide risk analysis, insights and trends enabling the board and executives to comprehend the risks and mitigation strategies. This feeds into the firm’s assessment of regulatory capital requirements, such as ICARA.
Read about our latest insights on regulatory updates
and risk management
We’re proud to announce that Ruleguard has won “Best Solution for Managing Operational Risk” for the second consecutive year at the A-Team Group’s RegTech Insight Awards Europe.
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Tune in to our on demand webinar and discover key tactics for managing your risks.
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Risk management is more critical than ever in financial services. Not merely a regulatory requirement, it is a strategic advantage.
Read moreRuleguard's end-to-end Operational Risk Management solution empowers firms to navigate the complexities of risk management with ease, ensuring a robust, compliant, and secure operational environment.
Request a discovery call
Ruleguard’s integrated Operational Risk Management solution enables firms to track all identified risks and corresponding controls and mitigations across the enterprise. The solution has built-in features to help users assess, quantify, remedy, report and streamline their risk management processes.