The Future of Accountability: SM&CR Reforms
he SM&CR was originally introduced to improve accountability and culture in financial services.
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Compliance and risk management
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The Modern GRC Buyer’s Guide
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Operational Resilience: Adapt, Respond & Recover
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What makes Ruleguard stand out in the RegTech industry.
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Learn how Ruleguard’s secure, resilient data centres support compliance with industry standards, offering reliability, scalability and control.
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Innovative and robust banking compliance tools
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Automate key tasks and boost transparency
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Bolster your audit preparation and oversight
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Make compliance your competitive advantage
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Automate safeguarding processes & protect customer funds
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Transforming Compliance Monitoring: Innovation meets Regulation
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Guide to the FCA’s Strategy
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Read moreIntegrated Risk, Effortless Onboarding.
“The software enables us to integrate our Risk Mapping, Breach Log, Attestations and MI in one system with an easy-to-use interface. It is a pleasure to work with the Ruleguard team who make the onboarding process straightforward and tailored to our needs.”
Resources & Insights
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Client Asset Protection & Compliance: Global Trends and UK Safeguarding Reforms
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Financial Promotions under Scrutiny in a Global Market
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Risk Happens: What GRC Leaders Need to Know Now
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From Compliance to Culture: Embedding Accountability
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Duty Bound: The UK Consumer Mandate in a Global Age
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Improve Complaints Management and Improve Compliance
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The Modern GRC Buyer’s Guide
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Transforming Compliance Monitoring: Innovation Meets Regulation
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Product Governance: Aligning innovation, ethics and accountability
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Operational Resilience: Adapt, Respond & Recover
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Best Practice in Third Party Risk Management
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Guide to the FCA’s Strategy
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Rathbones Asset Management Success Story - Client Asset Compliance, Risk Mapping and Transfer Agent Oversight
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CASS Compliance and Transfer Agent Oversight
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Breach Management, Checklists and Control Testing
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Securing Executive Buy-In: Turning GRC into a Strategic Conversation
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Balancing Innovation, Resilience & Competition
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The ROI of GRC – Why Value Is Not Found in Headcount Reduction
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GRC and the Plumbing Problem: Why “What’s Out of Sight Shouldn’t Be Out of Mind”
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A Shared Vision: Accountability in the UK and Ireland
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Blockers to AI Adoption
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Global Financial Promotions: Risk, Rules & Reality
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The Next Evolution of Risk: Turning Data, Culture, and Tech into True Resilience
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Accountability in Practice What Firms Really Think
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No Time to Relax: Consumer Duty Risk Remains Front and Centre
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Preventing Bribery
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Is Regulatory Change Reshaping Your Complaints Handling?
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Strengthening Product Governance
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Podcast AI in Financial Services: Unpacking the Regulatory & Ethical Landscape
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Podcast Crush Your CASS Audit Goals!
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Podcast: Controlling CASS Compliance
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Podcast Escape CASS Complacency!
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Podcast Mastering CASS Controls: Key Steps for Ensuring Compliance
Read moreWith automated workflows, an intuitive interface, and a built-in audit trail, Ruleguard's banking compliance software saves you time and money. But, more than that, it empowers you to be proactive, put a robust operational risk management framework in place, and show regulators (and customers) that you're a safe pair of hands.

Whether you're a local outfit, regional powerhouse or systemically important international bank, our innovative banking compliance software helps you strengthen your operational risk management and ensure continued regulatory compliance, without increasing your costs or headcount.
Stay on top of SMCR, FAR, SEAR and other accountability regimes. Our fully configurable banking RegTech platform makes managing and evidencing compliance with requirements in multiple jurisdictions simple.
Be prepared for extreme scenarios. Conduct in-house stress tests, disaster modelling, and other assessments, collaborate with third parties, and create comprehensive briefings for senior leaders.
With an average of 200 regulatory updates daily, keeping up can feel like plugging a firehose with a sticking plaster. Ruleguard automatically tracks changes and enables you to assess how they'll impact your bank.
Get a unified view of all the risks that could impact your operations and every control and mitigation you have in place. You can also assess, quantify, optimise, and report on your risk-management processes in a few clicks.
Read about our latest insights on regulatory updates
and risk management
he SM&CR was originally introduced to improve accountability and culture in financial services.
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Are you eager to gain insights into the Financial Conduct Authority's (FCA) strategic roadmap?
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Build uncomplicated operational resilience in today’s world
Read moreWant to know more about Ruleguard’s banking compliance software and how we simplify operational risk management? Book a discovery call to find out.
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