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    Home > Insights > Webinars > accountability,  compliance,  culture,  SM&CR,  AI

    From Compliance to Culture: Embedding Accountability

    ON DEMAND

    Strong accountability, at individual, cultural, and systemic levels, is essential to reduce misconduct, improve consumer trust, and satisfy evolving regulatory regimes. More importantly, it helps firms shift from being reactive towards proactive and ethical actions in the financial services ecosystem. 

    It is crucial that firms consider how their accountability frameworks can be designed, measured, and embedded through culture, governance and operational tools, and transparency innovations. The aim is to prevent scandals, build integrity, and align financial firms with customer and societal expectations. 

    Scroll down to read the full agenda.
     
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    In this timely webinar, Ruleguard explores the international focus on individual accountability, ethics and conduct in financial services.

    Tune in on demand, as we explore the following areas:

    • SM&CR in the UK
    • Culture & Misconduct
    • Board & Senior Manager Responsibilities 
    • Accountability & AI 
    • Regulatory Coordination and Challenges

    We’ll also show you how technology can support your firm in demonstrating compliance not just with the UK’s SM&CR, but other international regimes.

    This event is ideal for Board members, senior executives, and GRC practitioners.

    Relevant Resources & Insights

    Experience uncomplicated accountability

    Discover how Ruleguard's comprehensive Accountability Regime solution, helps you meet the requirements of various accountability responsibilities and remain compliant.

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    Discover how Ruleguard streamlines compliance, reduces manual workloads, and gives you complete visibility and control across your GRC activities. 

    Speakers

    Priscilla Gaudoin

    Priscilla Gaudoin

    Head of Risk & Compliance

    Priscilla is a former consultant, CCO and MLRO, experienced in providing regulatory oversight and advice to firms across the financial services industry. She is responsible for our thought leadership programme, writing regular articles and white papers, and hosting webinars on a variety of regulatory matters.

    Her dual role also encompasses the oversight of risk management at Ruleguard.

    She is a Fellow of the International Compliance Association, a certified GRC practitioner, and a member of the Institute of Risk Management.

    Matthew Bruce

    Matthew Bruce

    Platform Director

    Matthew is our Platform Director and leads the development roadmap for the Ruleguard platform.  He has 15+ years of experience in software development and has worked on Ruleguard since its launch.​

    Matthew plays a key role in delivering a programme of features and improvements that continue to delight users and deliver tangible business value. He’s passionate about product management that balances strategic and tactical objectives.