Wealth management compliance made simple

The biggest feather in your nest

Consumer Duty, SFDR, SMCR, MiFID II, SDR...in an increasingly demanding regulatory environment, Ruleguard's software for wealth management firms and hedge funds makes compliance your competitive advantage.

Accountability regime

Whether they're local or based in a foreign jurisdiction, our fully configurable accountability module ensures all your staff, appointed representatives, and other third parties maintain high standards of conduct.

Learn more

Evidence management and task lists

Take charge of your compliance pipeline. Track key activities through to completion, manage dependencies, put robust sign-off procedures in place, and keep comprehensive compliance checklists and records you can show auditors and regulators.

Learn more

Operational risk management

Keep a close eye on critical operational risks, even when you're not looking. Ruleguard continuously checks your hedge fund or wealth management firm's compliance, highlights gaps, and makes it easy to run tests and share data.

Learn more

Regulatory updates

Automatically track regulatory updates and evaluate how your policies, procedures, and processes need to change in response. With Ruleguard, monitoring regulations won't have to be someone's full-time job.

Learn more