logo_outline-1

General Enquiries

Fill out the form on this page with your query and we will get back to you.

Other contact details:

  • Book a demo with our RegTech Consultants on this form.
  • To become a Ruleguard partner, please submit your details here.
great-company-sm

What our clients say about the
Ruleguard platform

"Thanks so much for all of the help and support you have provided in rolling out Ruleguard and also dealing with our queries in such an awesome manner.
I know our approach hasn't always aligned to make this as straightforward as possible but you have always been willing and open to our suggestions and working with us to come to a mutual agreement which we have found really great!"

Santander

"Ruleguard is highly collaborative and seamless and not only provides a high level controls mapping overview but also granular details for each controls, risks, processes and CASS rules. Reports can be easily viewed on the tool or extracted as an excel file.
The monitoring of clients’ controls framework has been very efficient since implementation and the team at Ruleguard are very solution oriented and always reply back promptly for any queries/issues."

FNZ

"Ruleguard is a great tool that helps us keep on top of CASS compliance and the interactions with our Third Party Administrators.
 The functionality within Ruleguard continues to grow enabling us to improve the quality of our CASS documentation, controls assurance, MI and oversight whilst remaining efficient and supporting the annual CASS audit."

ROYAL LONDON

"The software enables us to integrate our Risk Mapping, Breach Log, Attestations and MI in one system with an easy-to-use interface. It is a pleasure to work with the Ruleguard team who make the onboarding process straightforward and tailored to our needs."

Rathbones

"What I like most about the Ruleguard platform is the ease of maintaining processes and controls and mapping them to the appropriate CASS rules. The new sharing functionality is easy to use and saves a considerable amount of time as it alleviates the need to manually input processes and controls, which are undertaken by our third party administrators as they are uploaded directly onto our platform."

Link Group

"Ruleguard is the best solution we found when looking for a system to manage our regulatory processes and controls."

Monex Europe

"The feature that I value the most in Ruleguard is the ability to delegate   attestations to relevant team members making the whole CASS project a team effort. Also, the ability to set up several users on the system and have them feel involved in the compliance."

Monex Europe

"Ruleguard’s team were incredibly approachable and easy to communicate with, providing continuous updates throughout the implementation process. The team at Ruleguard demonstrated exceptional efficiency, going the extra mile to facilitate a seamless implementation, ensuring a positive, overall smooth user experience."

True Potential

large-ball small-ball

RULEGUARD INSIGHTS

Our latest thinking 

Read about our latest insights on regulatory updates
and risk management

Signing off financial promotions with finesse

The UK’s financial promotions regime saw some significant changes in the past year, including the introduction of a regulatory gateway for approvers of third-party financial promotions. The emphasis on financial promotions isn’t new. In recent years, we’ve seen the...

Read More

Navigating the AI Frontier: A Regulatory Journey

“Depending on who you speak to, AI could either lead to the destruction of civilisation, or the cure for cancer or both. It could either displace today’s jobs or enable an explosion in future productivity. The truth probably embraces both scenarios. At the FCA we are...

Read More

Is SM&CR working?

The SM&CR review was announced as part of the Edinburgh reforms towards the end of 2022, with HM Treasury indicating that “ some stakeholders have raised concerns about their experiences of specific aspects of the regime .” Consequently, the government is assessing...

Read More