Complaints in the Boardroom
Learn how to demonstrate senior leadership accountability under SM&CR, SEAR and EU rules whilst turning complaints insights into strategic advantage.
Read MoreGRC Solutions
GRC Platform
Resources & Insights
ON DEMAND
Unlock the secrets to building a robust governance framework with our latest on-demand webinar. A firm's success hinges on well-defined systems and controls, acting as the backbone for risk management and a culture of compliance. From the FCA in the UK to global bodies like ESMA & IOSCO, regulators worldwide establish crucial standards to preserve market integrity and safeguard investors.
%2024%20(1).png?width=150&height=161&name=Recognised%20CPD%20Badge%20(transparent)%2024%20(1).png)
In this exclusive on-demand webinar, Ruleguard’s seasoned experts delve into the complexities of implementing and maintaining a holistic Governance, Risk, and Compliance (GRC) framework. Our comprehensive discussion covers several key areas:
Our experts provide not just theoretical concepts, but actionable tips that you can apply within your organisation immediately. Whether you're a seasoned professional or new to governance practices, this webinar equips you with practical strategies to demonstrate compliance throughout your organisation.
Access the on-demand recording now and embark on a journey to elevate your organisation's governance practices and risk management strategies.
Head of Risk & Compliance
In a career spanning 27 years, Priscilla has worked as a consultant, CCO and MLRO providing regulatory oversight and advice to firms across the financial services industry. She is responsible for our thought leadership programme, writing regular articles and white papers, and hosting webinars on a variety of regulatory matters.
Her dual role also encompasses the oversight of risk management at Ruleguard.
She is a Fellow of the International Compliance Association, a certified GRC practitioner, and a member of the Institute of Risk Management.
Platform Director
Matthew is our Platform Director and leads the development roadmap for the Ruleguard platform. He has 15+ years of experience in software development and has worked on Ruleguard since its launch.
Matthew plays a key role in delivering a programme of features and improvements that continue to delight users and deliver tangible business value. He’s passionate about product management that balances strategic and tactical objectives.
Learn how to demonstrate senior leadership accountability under SM&CR, SEAR and EU rules whilst turning complaints insights into strategic advantage.
Read More
In this session, Priscilla Gaudoin, Ruleguard’s Head of Risk & Compliance shares her insights into creating a successful compliance programme.
Read More