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Beyond Compliance: Elevating Governance and Managing Risks Effectively

ON DEMAND

February 2024

Unlock the secrets to building a robust governance framework with our latest on-demand webinar. A firm's success hinges on well-defined systems and controls, acting as the backbone for risk management and a culture of compliance. From the FCA in the UK to global bodies like ESMA & IOSCO, regulators worldwide establish crucial standards to preserve market integrity and safeguard investors.

In this exclusive session, Ruleguard’s seasoned experts delve into the complexities of implementing and maintaining a holistic Governance, Risk, and Compliance (GRC) framework. Our comprehensive discussion covers several key areas:

  1. Critical Role of GRC Frameworks within Firms: Understand how GRC frameworks play a pivotal role in shaping the foundation of successful organisations, fostering resilience and adaptability.

  2. Providing the Right Information to Boards: Learn strategies to equip your boards with the essential information needed for informed decision-making and strategic planning.

  3. Enabling Effective Risk Management: Explore practical insights into managing risks effectively, ensuring a proactive approach to potential challenges and uncertainties.

  4. Keeping Up to Date with Regulatory Updates: Navigate the ever-evolving regulatory landscape with expert advice on staying informed and compliant in an environment of continuous change.

  5. Empowering Employees While Creating a Compliance Culture: Discover techniques for empowering your workforce, fostering a culture of compliance, and ensuring everyone plays a role in upholding regulatory standards.

Our experts provide not just theoretical concepts, but actionable tips that you can apply within your organisation immediately. Whether you're a seasoned professional or new to governance practices, this webinar equips you with practical strategies to demonstrate compliance throughout your organisation.

Missed the live event? No worries! Access the on-demand recording now and embark on a journey to elevate your organisation's governance practices and risk management strategies.

Speakers

Priscilla Gaudoin

Priscilla Gaudoin

Head of Risk & Compliance

In a career spanning 27 years, Priscilla has worked as a consultant, CCO and MLRO providing regulatory oversight and advice to firms across the financial services industry. She is responsible for our thought leadership programme, writing regular articles and white papers, and hosting webinars on a variety of regulatory matters.

Her dual role also encompasses the oversight of risk management at Ruleguard.

She is a Fellow of the International Compliance Association, a certified GRC practitioner, and a member of the Institute of Risk Management.

Matthew Bruce

Matthew Bruce

Platform Director

Matthew is our Platform Director and leads the development roadmap for the Ruleguard platform.  He has 15+ years of experience in software development and has worked on Ruleguard since its launch.​

Matthew plays a key role in delivering a programme of features and improvements that continue to delight users and deliver tangible business value. He’s passionate about product management that balances strategic and tactical objectives.