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Home > Insights > Webinars > compliance,  FCA,  CASS,  payment firms

Client Asset Protection & Compliance: Global Trends and UK Safeguarding Reforms

Available to watch on demand

From global custody frameworks to the UK’s strengthened safeguarding rules for payment firms, the bar for protecting client assets and monies is rising fast.   At the same time, auditors are increasing the level of scrutiny, with tougher questions, higher expectations, and deeper dives into governance and reconciliation processes.

In this webinar we discuss how to stay compliant, resilient, and audit-ready in a fast-moving ecosystem.

Scroll down to read the full agenda.
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Tune in on demand for an actionable session that translates global regulatory themes into practical steps your firm can take now.   Whether you’re a high growth asset manager, an established payments provider or a firm navigating multiple jurisdictions, this webinar will help you to identify and address key regulatory concerns to reduce risk and build a more confident and audit-ready environment.  

Agenda

  • Global client assets landscape 
  • UK safeguarding reforms 
  • Operational and governance impacts
  • Audit expectations and common findings
  • Practical takeaways and next steps

Get ahead of global client asset scrutiny and UK safeguarding reforms, leave with practical steps to stay compliant and audit-ready. Register to watch now and learn how to reduce risk, strengthen governance, and ace your next CASS audit.

Relevant Resources & Insights

Get the practical CASS checklist

Use this checklist to pressure-test your safeguarding framework, prioritise quick wins, and maintain a live, always-ready audit pack across CASS and safeguarding obligations.

Speakers

Priscilla Gaudoin

Priscilla Gaudoin

Head of Risk & Compliance

Priscilla is a former consultant, CCO and MLRO, experienced in providing regulatory oversight and advice to firms across the financial services industry. She is responsible for our thought leadership programme, writing regular articles and white papers, and hosting webinars on a variety of regulatory matters.

Her dual role also encompasses the oversight of risk management at Ruleguard.

She is a Fellow of the International Compliance Association, a certified GRC practitioner, and a member of the Institute of Risk Management.

Matthew Bruce

Matthew Bruce

Platform Director

Matthew is our Platform Director and leads the development roadmap for the Ruleguard platform.  He has 15+ years of experience in software development and has worked on Ruleguard since its launch.​

Matthew plays a key role in delivering a programme of features and improvements that continue to delight users and deliver tangible business value. He’s passionate about product management that balances strategic and tactical objectives.