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Priscilla Gaudoin

Priscilla Gaudoin

Head of Risk & Compliance

Priscilla is a certified compliance professional specialising in governance, risk management and compliance. With a career spanning 25+ years, she has previously worked as a consultant providing regulatory advice to firms from various FS sectors. She has also held senior management roles as the Chief Compliance Officer and MLRO. Priscilla has significant experience in designing and implementing compliance processes and controls as well as risk management frameworks. She is a Fellow of the International Compliance Association and a member of the Chartered Institute of Securities and Investments.

She is responsible for Ruleguard’s Thought Leadership Programme, where she writes regular in-depth articles, white papers, and hosts insightful webinars on a variety of regulatory matters including CASS, SM&CR, Risk Management, Operational Resilience and AI.

Priscilla’s dual role also encompasses the oversight of risk management at Ruleguard, and strategic guidance on the development of Ruleguard’s GRC solutions. She is a strong advocate of RegTech and believes that leveraging advanced technology is key to proactively managing regulatory risks and boosting operational efficiency.

Committed to knowledge sharing, Priscilla plays a vital role in supporting the next generation of compliance professionals. She has contributed to the PIMFA CASS Academy, sponsored by Ruleguard, and regularly mentors junior professionals in the industry.

Priscilla brings extensive experience as a former consultant, offering expert regulatory advice to financial services firms, including financial advisors, investment management firms, fund managers, and insurers. She has helped these organisations evaluate and interpret regulations and implement robust processes and controls that stand up to external scrutiny.

She has also held senior leadership roles as Chief Compliance Officer and MLRO, where she oversaw regulatory visits and thematic reviews, as well as the design and implementation of end-to-end compliance and risk management programmes.

Priscilla is a certified compliance professional specialising in governance, risk management and compliance. She is a Fellow of the International Compliance Association, and an active member of the IRM.

All articles from Priscilla Gaudoin

Product Governance: Aligning innovation, ethics and accountability

Product Governance: Aligning innovation, ethics and accountability

In today’s fast-evolving regulatory environment, effective product governance is no longer optional, it’s essential. This exclusive whitepaper offers financial services firms a practical roadmap to strengthen their product governance frameworks, meet the latest FCA and...

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Operational Resilience: Adapt, Respond & Recover

Operational Resilience: Adapt, Respond & Recover

As regulatory bodies collaborate to set new requirements, firms are challenged to build a robust infrastructure ensuring resilience in the face of operational disruptions. Discover practical strategies to strengthen your business's resilience. Download our white paper...

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Best Practice in Third Party Risk Management

Best Practice in Third Party Risk Management

Risk management is key to fulfilling regulatory obligations. Whilst third parties help with efficiencies and lower costs, they also create additional risks. Equip yourself with the knowledge needed to navigate the complexities of TPRM effectively and safeguard your...

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Guide to the FCA’s Strategy

Guide to the FCA’s Strategy

Are you eager to gain insights into the Financial Conduct Authority's (FCA) strategic roadmap? Look no further! Our comprehensive white paper provides an in-depth analysis of the FCA's latest Strategy Document and Data Strategy, offering key highlights and strategic...

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