CASS
Navigating CASS Governance & Assurance Join us for an enlightening conversation with John O'Dwyer, CEO and Founder of Ruleguard, and Priscilla Gaudoin, Head of Risk & Compliance at Ruleguard, as they delve into the evolution of CASS governance challenges from 2013-14...
Read More
Principals,
BEAR,
ESMA
Exploring Challenges in the CASS Regime Compliance for Firms Delve into the complexities of the CASS regime as we uncover the specific areas that pose challenges for firms in compliance. Join us for insights into the nuances and intricacies of CASS compliance, and gain...
Read More
Principals,
BEAR,
ESMA
The Myth of Firm Size: Why CASS Compliance Matters for All In this video, we debunk the misconception that the size of your firm dictates the importance of CASS compliance. Whether you're a large corporation with intricate processes or a small firm lacking resources,...
Read More
Principals,
BEAR,
ESMA
Leveraging Technology for CASS Compliance: Cost Savings and Risk Reduction Discover the invaluable benefits of integrating technology to meet your CASS requirements as we explore insights from client experiences. From streamlining manual processes to enhancing...
Read More
Principals,
BEAR,
ESMA
Keeping it Current: Timely Updates to Resolution Packs Delve into the importance of timely updates to resolution packs in compliance with the CASS regime. Explore how firms have adapted to the requirement of promptly correcting inaccuracies within five business days...
Read More
Principals,
BEAR,
ESMA
Analysing CASS Technology Demand: A Comparison of Irish CAR and UK CASS Regimes Delve into the rising demand for CASS-related technology beyond the UK, spotlighting the Irish Client Asset Regime (CAR). Join practitioners as they compare and contrast the Irish CAR...
Read More
Principals,
BEAR,
ESMA
Enhancing Compliance Insights: Applying CASS Model Granularity to Other Rulebooks Explore how the CASS model can transform compliance monitoring across diverse rulebooks. Join us to uncover the potential for increased granularity in regulatory compliance, surpassing...
Read More
Principals,
BEAR,
ESMA
Overcoming Operational Hurdles: Client Perspectives on Documenting CASS Compliance Explore the primary challenges voiced by firms when it comes to documenting their CASS compliance processes, as shared through discussions with clients. Uncover the complexities of...
Read More
Principals,
BEAR,
ESMA
Mastering CASS Compliance: Focus Areas for Firms Explore the complexities of CASS compliance and where firms should direct their attention. Learn about the intertwining of oversight, governance, and accountability, and navigate the nuances of robust audits. Gain...
Read More