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Home > Insights > Webinars > breach management,  incidents & breaches

Hidden Risks, Weak Signals, and AI Exposure

On Demand

In financial services, a breach is never just a technical incident. It's a board-level risk event with immediate consequences for liquidity, market confidence, and regulatory standing. The question isn't whether your firm will face one, it's whether your leadership is ready to respond.
 
This webinar is designed for senior executives who must balance operational continuity, regulatory obligations, and stakeholder trust under pressure. Drawing on real-world examples and practical insights, we'll cover early breach detection, governance frameworks, common failure points, and the growing role of AI in risk decision-making.
 
You'll leave with a clearer picture of what good looks like, and concrete steps to strengthen your own framework.
 
Scroll down to read the full agenda to ensure your organisation is prepared.

Through real world examples, and practical insights, you’ll leave with a clearer understanding of what good looks like and how to strengthen your own framework. 

Join our discussion around:

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Key risks areas impacting asset and wealth managers

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Practical approaches to identify breaches early

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Building effective monitoring frameworks

Avoiding common failures in breach handling

Risks and rewards of AI

Your Expert Panel

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Priscilla Gaudoin

Head of Risk & Compliance

Matthew Bruce

Matthew Bruce

Platform Director

 

About the Session

This session will explore what effective risk management and breach response looks like for senior leaders in today's regulatory environment, and why many existing frameworks may no longer be sufficient. We'll examine the critical decisions executives must make under pressure, highlight common weaknesses in governance and escalation frameworks, and address the growing challenge of overseeing AI-related risks and decision-making.

Most importantly, we'll share practical steps to strengthen early detection of control failures, improve board-level oversight, and build a resilient, risk-driven framework that holds up when it matters most.

Who Should Attend

If you're a Chief Risk Officer, Head of Compliance, COO, or senior leader with oversight responsibility in an asset or wealth management firm, this session will provide actionable insights to help you respond decisively and effectively, when a breach occurs.

Are your incident and breach controls strong enough to withstand regulatory scrutiny?

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Explore Solution

 

Speakers

Priscilla Gaudoin

Priscilla Gaudoin

Head of Risk & Compliance

Priscilla is a former consultant, CCO and MLRO, experienced in providing regulatory oversight and advice to firms across the financial services industry. She is responsible for our thought leadership programme, writing regular articles and white papers, and hosting webinars on a variety of regulatory matters.

Her dual role also encompasses the oversight of risk management at Ruleguard.

She is a Fellow of the International Compliance Association, a certified GRC practitioner, and a member of the Institute of Risk Management.

Matthew Bruce

Matthew Bruce

Platform Director

Matthew is our Platform Director and leads the development roadmap for the Ruleguard platform.  He has 15+ years of experience in software development and has worked on Ruleguard since its launch.​

Matthew plays a key role in delivering a programme of features and improvements that continue to delight users and deliver tangible business value. He’s passionate about product management that balances strategic and tactical objectives.