SM&CR: Enhancing Ethics, Accountability & Culture
Gain invaluable insights into regulatory developments shaping individual accountability regimes world-wide, with a special emphasis upon the UK financial services sector.
Download NowGRC Solutions
GRC Platform
Resources & Insights
ON DEMAND
This session is for leaders and risk professionals on how ethical and conflict-of-interest issues really surface under pressure, with limited time, and when the “right” answer isn’t obvious.
You’ll leave with practical ways to spot early warning signals, respond with clarity, and strengthen decision-making systems before issues become compliance incidents or reputational crises.
How conflicts of interest really show up
Policy vs reality
Where ethical fault lines tend to emerge
Consequences of daily decisions
Leadership under pressure
How to design systems that hold up when the stakes are high
Your Expert Panel
Head of Risk & Compliance
Platform Director
Most ethical failures come from pressure, ambiguity, and poorly aligned systems. This session focuses on the situations leaders face, when incentives clash, timelines shrink, and the trade‑offs are real.
You’ll gain practical ways to identify risks early, ask better questions in the moment, and respond with clarity, before issues become compliance problems or reputational damage.
This event is designed for board members and senior executives, and GRC practitioners who want to strengthen their organisation’s resilience in today’s fast‑changing risk landscape.
Download our practical Managing Conflicts Under Pressure Checklist and assess whether your governance, controls and oversight are robust enough to identify, manage and evidence conflicts before they become regulatory issues.
Head of Risk & Compliance
Priscilla is a former consultant, CCO and MLRO, experienced in providing regulatory oversight and advice to firms across the financial services industry. She is responsible for our thought leadership programme, writing regular articles and white papers, and hosting webinars on a variety of regulatory matters.
Her dual role also encompasses the oversight of risk management at Ruleguard.
She is a Fellow of the International Compliance Association, a certified GRC practitioner, and a member of the Institute of Risk Management.
Platform Director
Matthew is our Platform Director and leads the development roadmap for the Ruleguard platform. He has 15+ years of experience in software development and has worked on Ruleguard since its launch.
Matthew plays a key role in delivering a programme of features and improvements that continue to delight users and deliver tangible business value. He’s passionate about product management that balances strategic and tactical objectives.
Continue Your Journey
Gain invaluable insights into regulatory developments shaping individual accountability regimes world-wide, with a special emphasis upon the UK financial services sector.
Download Now
This on-demand webinar explores the topic of managing conflicts effectively within financial services.
Watch Now
This blog explores why effective conflicts management remains a critical priority for firms, highlighting the regulatory expectations, operational risks, and best practices for identifying, managing, and mitigating conflicts of interest.
Read Blog