Webinars

Financial Crime: Preventing Market Abuse

In this webinar, Ruleguard explores the topic of market abuse by looking at the rules, requirements, and developments. We often think of market abuse in terms of rogue traders, but the term covers a multitude of sins.

Practical Considerations for Regulatory Change Management

In this on-demand webinar, the panelists discuss the challenges firms encounter in managing regulatory changes and the urgency with which they must respond. The session also highlights the importance of meeting this year's deadlines, explores various RegTech solutions...

Risk Management: Tactics for Digital Assets

With today’s technological advancements comes innovation risks. In our latest webinar, we’ll explore the challenges of managing the risks associated with digital assets.

Take the sting out of your CASS audit!

In this on-demand webinar, PIMFA shines a light on three CASS experts who share essential strategies and approaches that your firm can adopt in 2024 to ensure readiness for your next CASS audit.

Regulatory Updates: Blueprint for success

In this session, Priscilla Gaudoin, Ruleguard’s Head of Risk & Compliance shares her insights into creating a successful compliance programme.

Understand the impact and implementation of the UK’s Consumer Duty

Hear our industry experts delve into key upcoming milestones, discuss proactive steps your firm can take, and reveal strategies to transform the Consumer Duty from a regulatory challenge into a powerful competitive advantage.

The Secret to Successful Product Governance

Watch on demand and see how Ruleguard helps demonstrate compliance from inception to product launch, and beyond.

Accountability: Satisfying global standards

Since the global financial crisis, there has been a growing regulatory emphasis on individual accountability. In our latest event, we examine and compare the various models being adopted globally.

Control Your Conflicts: Strategies for Transparency & Integrity | Ruleguard Webinar

This on-demand webinar explores the topic of managing conflicts effectively within financial services.

Beyond Compliance: Elevating Governance and Managing Risks Effectively | Ruleguard Webinar

In this exclusive on-demand webinar, Ruleguard’s seasoned experts delve into the complexities of implementing and maintaining a holistic Governance, Risk, and Compliance (GRC) framework.

Navigating Disruption: Building Operational Resilience in Today's World | Ruleguard Webinar

Beyond the Checklist: Unveiling the True Essence of Consumer Duty | Ruleguard Webinar