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Third Party Risk: Outsourced, not out of sight
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Third Party Risk: Outsourced, not out of sight
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Third Party Risk: Outsourced, not out of sight
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Third Party Risk: Outsourced, not out of sight
WebinarOperational Resilience: Protect Investors & Enhance Compliance
WEBINARFinancial Crime: Preventing Market Abuse
WEBINARRisk Management: Tactics for Digital Assets
WEBINARRegulatory Updates: Blueprint for Success
WEBINARThe Secret to Successful Product Governance
White paperOperational Resilience: Adapt, Respond & Recover
White paperBest Practice in Third Party Risk Management
White paperGuide to the FCA’s Strategy
Third Party Risk: Outsourced, not out of sight
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Read moreON DEMAND
MARCH 2023
In the UK, recent fines and S-166 investigations have focused on firms’ failure to manage risks effectively. In our webinar, we focus on what it means to raise awareness and encourage ownership in the business. We also examine some key regulatory messages from the UK, EU, and USA.
In this event you’ll learn:
Head of Risk & Compliance
In a career spanning 27 years, Priscilla has worked as a consultant, CCO and MLRO providing regulatory oversight and advice to firms across the financial services industry. She is responsible for our thought leadership programme, writing regular articles and white papers, and hosting webinars on a variety of regulatory matters.
Her dual role also encompasses the oversight of risk management at Ruleguard.
She is a Fellow of the International Compliance Association, a certified GRC practitioner, and a member of the Institute of Risk Management.
Platform Director
Matthew is our Platform Director and leads the development roadmap for the Ruleguard platform. He has 15+ years of experience in software development and has worked on Ruleguard since its launch.
Matthew plays a key role in delivering a programme of features and improvements that continue to delight users and deliver tangible business value. He’s passionate about product management that balances strategic and tactical objectives.
Key learning takeaways
Read MoreIn this webinar, Ruleguard explores the topic of market abuse by looking at the rules, requirements, and developments. We often think of market abuse in terms of rogue traders, but the term covers a multitude of sins.
Read MoreIn this event, our expert panel provide an overview of the UK’s operational resilience framework, outline key requirements of the EU’s Digital Operational Resilience Act (DORA) and discuss how operational resilience aids transparency and builds trust with consumers.
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