Ruleguard

Solutions Walkthrough: Compliance Monitoring

Compliance monitoring software for regulated firms Move away from spreadsheets and disconnected compliance processes.

SEAR in Action: Real-World Challenges, Lessons & What’s Next

About the session Tune in on demand, to gain real-world insights rather than theory, hearing directly from firms actively implementing SEAR and navigating its challenges in practice. You’ll learn how to scale accountability frameworks effectively without increasing...

Solutions Walkthrough: Complaints Management

In this short demo, you’ll see how to: Capture and categorise complaints in a centralised system Automate investigation and escalation workflows Monitor deadlines and avoid regulatory breaches Identify root causes using real-time dashboards and analytics Produce...

From Regulatory Noise to Practical Insight

Whether you’re aiming to reduce manual effort, strengthen controls, or accelerate adoption of regulatory change automation, this session will give you practical examples and real world context that you can apply immediately. Why Attend Regulatory change affects every...

Ruleguard Operational Resilience Roundtable

Building Operational Resilience Together This event is designed for professionals in financial services who are navigating the complex landscape of operational resilience. With insights from regulatory developments, industry best practices, and real-world solutions,...

Ruleguard CASS Roundtable

We were joined by 30+ Senior Managers and Heads of Client Assets for an insightful session discussing CASS challenges, strategies to enhance compliance, exploring the latest market trends, and more.

Take the sting out of your CASS audit!

In this on-demand webinar, PIMFA shines a light on three CASS experts who share essential strategies and approaches that your firm can adopt in 2024 to ensure readiness for your next CASS audit.

Accountability: Satisfying global standards

Since the global financial crisis, there has been a growing regulatory emphasis on individual accountability. In our latest event, we examine and compare the various models being adopted globally.

Control Your Conflicts: Strategies for Transparency & Integrity | Ruleguard Webinar

This on-demand webinar explores the topic of managing conflicts effectively within financial services.

Beyond Compliance: Elevating Governance and Managing Risks Effectively | Ruleguard Webinar

In this exclusive on-demand webinar, Ruleguard’s seasoned experts delve into the complexities of implementing and maintaining a holistic Governance, Risk, and Compliance (GRC) framework.

Navigating Disruption: Building Operational Resilience in Today's World | Ruleguard Webinar

Beyond the Checklist: Unveiling the True Essence of Consumer Duty | Ruleguard Webinar