Ok
Enquire
logo_outline-1
false
Home > Insights > Webinars > wealthmanagement,  asset management,  investment management,  banks,  market abuse,  personal account dealing

Automate Employee Trading. Reduce Market Abuse Risk.

Personal Account Dealing Software Demo

Watch the on-demand Personal Account Dealing (PA Dealing) walkthrough and discover how Ruleguard helps regulated firms automate employee trade approvals, strengthen market abuse controls, and simplify regulatory compliance.

Built specifically for financial services, Ruleguard replaces manual spreadsheets and email approvals with a secure, auditable workflow that gives compliance teams complete visibility over employee trading activity.

In this demo you'll see how to:

  • Automate Personal Account Dealing (PA Dealing) requests and approvals
  • Manage employee declarations and policy attestations
  • Enforce restricted lists and employee trading rules
  • Reduce the risk of insider dealing and market abuse
  • Gain real-time oversight with dashboards and management information

Replace Manual PA Dealing Processes

Managing Personal Account Dealing through spreadsheets and email creates unnecessary risk, delays and administration.

Ruleguard provides a single platform to manage employee trade requests, approvals, declarations, evidence and reporting, helping compliance teams improve governance while reducing manual effort.

What You'll See

  • Automated employee trade approval workflows
  • Declarations and policy attestations
  • Restricted list management
  • Audit-ready evidence and decision history
  • Dashboards and management information
  • Integrated governance, risk and compliance workflows

Reduce Risk. Improve Oversight.

Ruleguard helps firms strengthen Personal Account Dealing compliance, improve employee trading oversight, and demonstrate effective governance through consistent, auditable processes.

Designed for regulated financial services firms, the platform helps reduce operational risk while supporting FCA expectations around market abuse and employee dealing.

Watch the Demo Today

See how Ruleguard modernises Personal Account Dealing with automated workflows, stronger controls and complete regulatory oversight.

Ready to streamline Personal Account Dealing? Book a discovery call with our team.

Speakers

Matthew Bruce

Matthew Bruce

Platform Director

Matthew is our Platform Director and leads the development roadmap for the Ruleguard platform. He has 15+ years of experience in software development and has worked on Ruleguard since its launch.​

Matthew plays a key role in delivering a programme of features and improvements that continue to delight users and deliver tangible business value. He’s passionate about product management that balances strategic and tactical objectives.