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Webinars

market abuse | Join your peers from around the world, for our regular live broadcasts or watch our on-demand webinars at your convenience, to gain direct access to the pulse of GRC thought leadership. Each session is a gateway to the latest trends and compliance strategies, offering a dynamic platform for learning and interaction.

market abuse

Solutions Walkthrough: Personal Account Dealing

wealthmanagement, asset management, investment management, banks, market abuse, personal account dealing

Replace Manual PA Dealing Processes Managing Personal Account Dealing through spreadsheets and email creates unnecessary risk, delays and administration.

Protecting Market Integrity: Leadership Perspectives on Market Abuse

financial crime, market abuse, personal account dealing

Tune into our on demand webinar with Ruleguard, as we explore the current market abuse landscape, examine emerging regulatory priorities, and discuss how firms can strengthen their approach to protecting market integrity in an increasingly complex environment. This...

Financial Crime: Preventing Market Abuse

risk management, operational risk, market abuse

In this webinar, Ruleguard explores the topic of market abuse by looking at the rules, requirements, and developments. We often think of market abuse in terms of rogue traders, but the term covers a multitude of sins.