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Webinars

wealthmanagement | Join your peers from around the world, for our regular live broadcasts or watch our on-demand webinars at your convenience, to gain direct access to the pulse of GRC thought leadership. Each session is a gateway to the latest trends and compliance strategies, offering a dynamic platform for learning and interaction.

wealthmanagement

Solutions Walkthrough: Personal Account Dealing

wealthmanagement, asset management, investment management, banks, market abuse, personal account dealing

Replace Manual PA Dealing Processes Managing Personal Account Dealing through spreadsheets and email creates unnecessary risk, delays and administration.

Solutions Walkthrough: Compliance Monitoring

wealthmanagement, asset management, Compliance Monitoring, investment management, banks

Compliance monitoring software for regulated firms Move away from spreadsheets and disconnected compliance processes.

Solutions Walkthrough: Complaints Management

wealthmanagement, complaints, asset management, investment management, banks

In this short demo, you’ll see how to: Capture and categorise complaints in a centralised system Automate investigation and escalation workflows Monitor deadlines and avoid regulatory breaches Identify root causes using real-time dashboards and analytics Produce...