governance,
third parties,
oversight,
operational resilience,
audit trail,
outsourcing
Operational Resilience has been a hot topic in the UK for a number of years and has gathered momentum recently as the supervisory bodies issued final requirements and firms now prepare for implementation by March 2022. In 2017, Charlotte Gerken, then Director of...
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FCA,
Regulatory initiative grid,
regulatory strategy
The FS Regulatory Initiatives Forum was created to coordinate efforts of its members. By sharing information and reviewing the timing of regulatory initiatives consideration is given to the impact of implementation for firms. The Forum held its inaugural meeting in...
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