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Webinars

Join your peers from around the world, for our regular live broadcasts or watch our on-demand webinars at your convenience, to gain direct access to the pulse of GRC thought leadership. Each session is a gateway to the latest trends and compliance strategies, offering a dynamic platform for learning and interaction.

SEAR in Action: Real-World Challenges, Lessons & What’s Next

accountability SEAR UPCOMING Ireland

About the session Attend to gain real-world insights rather than theory, hearing directly from firms actively implementing SEAR and navigating its challenges in practice. You’ll learn how to scale accountability frameworks effectively without increasing operational...

The Breach You’ll have to Defend

breach management UPCOMING

Through real world examples, and practical insights, you’ll leave with a clearer understanding of what good looks like and how to strengthen your own framework.

Solutions Walkthrough: Complaints Management

wealthmanagement, complaints, asset management, investment management, banks

In this short demo, you’ll see how to: Capture and categorise complaints in a centralised system Automate investigation and escalation workflows Monitor deadlines and avoid regulatory breaches Identify root causes using real-time dashboards and analytics Produce...

Compliance Monitoring Frameworks and Front-Line Control

Compliance Monitoring, frameworks

Join asset managers, banks and wealth managers to see how to modernise compliance monitoring to withstand supervisory scrutiny.

From Regulatory Noise to Practical Insight

regulatory updates, event, horizon scanning

Whether you’re aiming to reduce manual effort, strengthen controls, or accelerate adoption of regulatory change automation, this session will give you practical examples and real world context that you can apply immediately. Why Attend Regulatory change affects every...

Complaints in the Boardroom

complaints, SM&CR, on demand

Learn how to demonstrate senior leadership accountability under SM&CR, SEAR and EU rules whilst turning complaints insights into strategic advantage.

Strengthening GRC Through Effective Horizon Scanning

compliance, FCA, regulatory change management, GRC, horizon scanning

Tune in on demand for an exclusive webinar exploring how firms can modernise horizon scanning in an era of accelerating regulatory change.

Client Asset Protection & Compliance: Global Trends and UK Safeguarding Reforms

compliance, FCA, CASS, payment firms

Tune in on demand for an actionable session that translates global regulatory themes into practical steps your firm can take now. Whether you’re a high growth asset manager, an established payments provider or a firm navigating multiple jurisdictions, this webinar will...

Financial Promotions under Scrutiny in a Global Market

compliance, FCA, risk management, financial promotions

Discover how Ruleguard is helping firms navigate financial promotions regulation, from the UK Financial Promotions Gateway and oversight of Appointed Representatives to regional approaches. We’ll also uncover common challenges and how to overcome them.

Risk Happens: What GRC Leaders Need to Know Now

compliance, risk management

In this timely webinar, gain fresh insights into the evolving risk landscape and discover how forward-thinking strategies and technology can give your firm a competitive edge.

From Compliance to Culture: Embedding Accountability

accountability, compliance, culture, SM&CR, AI

In this timely webinar, Ruleguard explores the international focus on individual accountability, ethics and conduct in financial services.

Duty Bound: The UK Consumer Mandate in a Global Age

financial promotions, Consumer Duty, Product Governance, AI

This session examines the evolving expectations placed on firms under the UK’s Consumer Duty and the impacts upon consumers. As global markets become more interconnected, this discussion will highlight why consumer-centric strategies are not just a compliance...

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Webinars