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    Webinars

    Join your peers from around the world, for our regular live broadcasts or watch our on-demand webinars at your convenience, to gain direct access to the pulse of GRC thought leadership. Each session is a gateway to the latest trends and compliance strategies, offering a dynamic platform for learning and interaction.

    When is a gift not a gift?

    When is a gift not a gift?

    compliance  bribery  conflicts  UPCOMING

    Priscilla Gaudoin, Ruleguard's Head of Risk & Compliance will explore the grey areas where seemingly small gestures can spiral into major compliance issues, through the lens of practical case studies, real-world vulnerabilities, and recent regulatory scrutiny.

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    Improve Complaints Management and Improve Compliance

    Improve Complaints Management and Improve Compliance

    compliance  complaints  UPCOMING

    “Complaints data is one type of data firms can use to understand the outcomes their customers are experiencing.” FCA Complaints & Root Cause Analysis. The UK regulator continues to urge firm to use their complaints data to address poor outcomes and identify areas of...

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    Ruleguard Operational Resilience Roundtable

    Ruleguard Operational Resilience Roundtable

    operational resilience,  round table

    Building Operational Resilience Together This event is designed for professionals in financial services who are navigating the complex landscape of operational resilience. With insights from regulatory developments, industry best practices, and real-world solutions,...

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    Third Party Risk: Outsourced, not out of sight

    Third Party Risk: Outsourced, not out of sight

    risk management,  third party risk

    Ruleguard's Head of Risk & Compliance focuses on the global regulatory emphasis on Operational Resilience, highlighting the critical need for firms to identify and manage risks associated with critical third parties (CTPs). The event addresses how firms can meet...

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    Ruleguard CASS Roundtable

    Ruleguard CASS Roundtable

    audit,  CASS,  client assets

    We were joined by 30+ Senior Managers and Heads of Client Assets for an insightful session discussing CASS challenges, strategies to enhance compliance, exploring the latest market trends, and more.

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    Operational Resilience: Protect Investors & Enhance Compliance

    Operational Resilience: Protect Investors & Enhance Compliance

    risk management,  operational resilience,  operational frameworks

    In this event, our expert panel provide an overview of the UK’s operational resilience framework, outline key requirements of the EU’s Digital Operational Resilience Act (DORA) and discuss how operational resilience aids transparency and builds trust with consumers.

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    Financial Crime: Preventing Market Abuse

    Financial Crime: Preventing Market Abuse

    risk management,  cryptoassets,  operational risk

    In this webinar, Ruleguard explores the topic of market abuse by looking at the rules, requirements, and developments. We often think of market abuse in terms of rogue traders, but the term covers a multitude of sins.

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    Practical Considerations for Regulatory Change Management

    Practical Considerations for Regulatory Change Management

    regulatory change management,  AI

    In this on-demand webinar, the panelists discuss the challenges firms encounter in managing regulatory changes and the urgency with which they must respond. The session also highlights the importance of meeting this year's deadlines, explores various RegTech solutions...

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    Risk Management: Tactics for Digital Assets

    Risk Management: Tactics for Digital Assets

    risk management,  cryptoassets,  operational risk

    With today’s technological advancements comes innovation risks. In our latest webinar, we’ll explore the challenges of managing the risks associated with digital assets.

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    Take the sting out of your CASS audit!

    Take the sting out of your CASS audit!

    audit,  CASS

    In this on-demand webinar, PIMFA shines a light on three CASS experts who share essential strategies and approaches that your firm can adopt in 2024 to ensure readiness for your next CASS audit.

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