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Webinars

Join your peers from around the world, for our regular live broadcasts or watch our on-demand webinars at your convenience, to gain direct access to the pulse of GRC thought leadership. Each session is a gateway to the latest trends and compliance strategies, offering a dynamic platform for learning and interaction.

Solutions Walkthrough: Personal Account Dealing

wealthmanagement, asset management, investment management, banks, market abuse, personal account dealing

Replace Manual PA Dealing Processes Managing Personal Account Dealing through spreadsheets and email creates unnecessary risk, delays and administration.

Protecting Market Integrity: Leadership Perspectives on Market Abuse

financial crime, market abuse, personal account dealing

Tune into our on demand webinar with Ruleguard, as we explore the current market abuse landscape, examine emerging regulatory priorities, and discuss how firms can strengthen their approach to protecting market integrity in an increasingly complex environment. This...

Solutions Walkthrough: Compliance Monitoring

wealthmanagement, asset management, Compliance Monitoring, investment management, banks

Compliance monitoring software for regulated firms Move away from spreadsheets and disconnected compliance processes.

Moments That Matter: Split‑Second Decisions that Shape Conflict Outcomes

conflicts

This session is for leaders and risk professionals on how ethical and conflict-of-interest issues really surface under pressure, with limited time, and when the “right” answer isn’t obvious. You’ll leave with practical ways to spot early warning signals, respond with...

SEAR in Action: Real-World Challenges, Lessons & What’s Next

accountability, SEAR, Ireland

About the session Tune in on demand, to gain real-world insights rather than theory, hearing directly from firms actively implementing SEAR and navigating its challenges in practice. You’ll learn how to scale accountability frameworks effectively without increasing...

The Breach You’ll have to Defend

breach management, incidents & breaches

Through real world examples, and practical insights, you’ll leave with a clearer understanding of what good looks like and how to strengthen your own framework.

Solutions Walkthrough: Complaints Management

wealthmanagement, complaints, asset management, investment management, banks

In this short demo, you’ll see how to: Capture and categorise complaints in a centralised system Automate investigation and escalation workflows Monitor deadlines and avoid regulatory breaches Identify root causes using real-time dashboards and analytics Produce...

Compliance Monitoring Frameworks and Front-Line Control

Compliance Monitoring, frameworks

Join asset managers, banks and wealth managers to see how to modernise compliance monitoring to withstand supervisory scrutiny.

From Regulatory Noise to Practical Insight

regulatory updates, event, horizon scanning

Whether you’re aiming to reduce manual effort, strengthen controls, or accelerate adoption of regulatory change automation, this session will give you practical examples and real world context that you can apply immediately. Why Attend Regulatory change affects every...

Complaints in the Boardroom

complaints, SM&CR, on demand

Learn how to demonstrate senior leadership accountability under SM&CR, SEAR and EU rules whilst turning complaints insights into strategic advantage.

Strengthening GRC Through Effective Horizon Scanning

compliance, FCA, regulatory change management, GRC, horizon scanning

Tune in on demand for an exclusive webinar exploring how firms can modernise horizon scanning in an era of accelerating regulatory change.

Client Asset Protection & Compliance: Global Trends and UK Safeguarding Reforms

compliance, FCA, CASS, payment firms

Tune in on demand for an actionable session that translates global regulatory themes into practical steps your firm can take now. Whether you’re a high growth asset manager, an established payments provider or a firm navigating multiple jurisdictions, this webinar will...