From Compliance to Culture: Embedding Accountability
In this timely webinar, Ruleguard explores the international focus on individual accountability, ethics and conduct in financial services.
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ON DEMAND
MAY 2024
Individual accountability isn’t just a regulatory demand; it’s a strategic business imperative that supports ethical conduct and enhances decision-making. In this on-demand webinar we explore Individual Accountability Regimes on the global stage, what this means for individuals and firms alike.
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Since the global financial crisis, there has been a growing regulatory emphasis on individual accountability. In our latest event, we examine and compare the various models being adopted globally.
Join our on-demand webinar as we discuss the following topics:
We’ll conclude this event by discussing Ruleguard’s own approach to managing accountability in the financial services industry. This on-demand event is free to watch and invaluable to senior managers and GRC practitioners alike.
Easily define and assign top-level management responsibilities within your firm, ensuring clarity and adherence to global financial standards like the UK's SM&CR, Ireland’s SEAR and Australia's FAR.
Head of Risk & Compliance
In a career spanning 27 years, Priscilla has worked as a consultant, CCO and MLRO providing regulatory oversight and advice to firms across the financial services industry. She is responsible for our thought leadership programme, writing regular articles and white papers, and hosting webinars on a variety of regulatory matters.
Her dual role also encompasses the oversight of risk management at Ruleguard.
She is a Fellow of the International Compliance Association, a certified GRC practitioner, and a member of the Institute of Risk Management.
Platform Director
Matthew is our Platform Director and leads the development roadmap for the Ruleguard platform. He has 15+ years of experience in software development and has worked on Ruleguard since its launch.
Matthew plays a key role in delivering a programme of features and improvements that continue to delight users and deliver tangible business value. He’s passionate about product management that balances strategic and tactical objectives.
In this timely webinar, Ruleguard explores the international focus on individual accountability, ethics and conduct in financial services.
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Priscilla Gaudoin, Ruleguard's Head of Risk & Compliance explores some of the common pitfalls of compliance monitoring. How can technology and continuous compliance tracking move your firm from reactive to proactive management?
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