Video

Overcoming Operational Hurdles: Client Perspectives on Documenting CASS Compliance

Principals, BEAR, ESMA

Overcoming Operational Hurdles: Client Perspectives on Documenting CASS Compliance Explore the primary challenges voiced by firms when it comes to documenting their CASS compliance processes, as shared through discussions with clients. Uncover the complexities of...

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Mastering CASS Compliance: Focus Areas for Firms

Principals, BEAR, ESMA

Mastering CASS Compliance: Focus Areas for Firms Explore the complexities of CASS compliance and where firms should direct their attention. Learn about the intertwining of oversight, governance, and accountability, and navigate the nuances of robust audits. Gain...

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Navigating Financial Services Challenges with Ruleguard: From CASS to Operational Resilience

Principals, BEAR, ESMA

Navigating Financial Services Challenges with Ruleguard: From CASS to Operational Resilience Join us on a journey through the evolution of Ruleguard as it addresses typical challenges facing financial services. From its genesis with CASS compliance to the expansive...

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Bridging Compliance and Technology: The Imperative of Integrated GRC Solutions

Principals, BEAR, ESMA

Bridging Compliance and Technology: The Imperative of Integrated GRC Solutions Explore the synergy between Governance, Risk, and Compliance (GRC) and technology in our latest discussion. Join us as we delve into the significance of integrating GRC systems with...

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Unveiling the Catalysts for Compliance Technology Adoption

Principals, BEAR, ESMA

Unveiling the Catalysts for Compliance Technology Adoption Join us as we delve into the motivations driving firms towards compliance technology solutions, with a special focus on the common threads that lead them to Ruleguard. From ensuring regulatory confidence to...

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Exploring the Relevance of CASS Challenges in Regulatory Compliance

Principals, BEAR, ESMA

Exploring the Relevance of CASS Challenges in Regulatory Compliance Dive into the intricate world of regulatory compliance as we unravel how challenges within CASS (Client Assets Sourcebook) can extend beyond mere boundaries, impacting various regulatory domains. Join...

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Unveiling the Strategic Value of Compliance: Beyond Cost Saving

Principals, BEAR, ESMA

Unveiling the Strategic Value of Compliance: Beyond Cost Saving Explore the strategic significance of compliance beyond mere cost-saving measures. In this insightful discussion, we delve into how compliance can serve as a competitive advantage, driving success through...

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