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Beyond the Checklist: Unveiling the True Essence of Consumer Duty

Thursday 25th January 2024 | 10.30am - 11.30am (GMT)

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Priscilla Gaudoin

Head of Risk & Compliance

Matthew Bruce

Platform Director

Beyond the Checklist: Unveiling the True Essence of Consumer Duty

Thursday 25th January 2024 | 10.30am - 11.30am (GMT)

The Consumer Duty requirements came into force in July 2023 and after just 3 months, the FCA’s message is clear; when it comes to Consumer Duty ‘once is not done’. 

 

Ruleguard’s experts will be examining regulatory feedback and discussing key steps for firms to take now to demonstrate compliance, as well as to help prepare for the next milestone of July 2024.

 

Join Ruleguard as we consider the following aspects of Consumer Duty:

 

  • Key steps to prepare for July 2024

  • Demonstrate good governance

  • Improve risk management

  • Monitor good outcomes

  • Ruleguard’s approach

We’ll help you with practical tips to demonstrate ongoing compliance with your obligations.

Speakers

Priscilla Gaudoin

Head of Risk & Compliance

Priscilla is a certified compliance professional specialising in governance, risk management and compliance. With a career spanning 25+ years, she has previously worked as a consultant providing regulatory advice to firms from various FS sectors.

She has also held senior management roles as both a Chief Compliance Officer and MLRO. 

Priscilla is a Fellow of the International Compliance Association and a member of the Chartered Institute of Securities and Investments.

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Matthew Bruce

Platform Director

Matthew is our Platform Director and leads the development roadmap for the Ruleguard platform.  He has 15+ years’ experience in software development and has worked on Ruleguard since launch.

Matthew plays a key role in delivering a programme of features and improvements that continue to delight users and deliver tangible business value. He’s passionate about product management that balances strategic and tactical objectives.

RESERVE SEAT

Watch on demand

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