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transparency | Peruse our blogs for the latest, fresh perspective on navigating the maze of global regulations and upcoming milestones. This is your shortcut to staying ahead, packed with insights and expert tips from the forefront of GRC innovation.

A Shift towards Greater Transparency, Governance & Market Integrity

governance, accountability, transparency, risk

Time to read: 4 minutes TL:DR IOSCO’s consultation on commodity derivatives signals a clear regulatory shift over the next 2–5 years. More transparency, stronger surveillance, and tested governance, especially in OTC markets.

MiFID II Quick Fixes

FCA, disclosures, conflicts, transparency, RTS28, inducements, communications, RTS27, ESMA, research, MIFID II, best execution

The FCA’s policy ( PS21/20 ) outlined its changes to COBS research rules as well as the removal of the best execution reporting in RTS 27 and RTS 28. These changes are part of a wider review of the Capital Markets by the FCA and HM Treasury. The Government wishes to...

ESG: Positive, Sustainable Change

corporate governance, COP26, ESG, trust, sustainability, SDR, transparency, sustainable disclosures

In November, the Financial Conduct Authority’s CEO, Nikhil Rathi delivered a speech at the United Nations Climate Change Conference (COP26). His speech highlighted the need for a strategy that encourages positive and sustainable change. The FCA’s strategy supports the...