Accountability in Financial Services: Preparing for Change
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From Compliance to Culture: Embedding Accountability
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Operational Resilience: Adapt, Respond & Recover
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Overview of our end-to-end GRC platform
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All your questions about Ruleguard's platform, features, and services answered!
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From Compliance to Culture: Embedding Accountability
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Best Practice in Third Party Risk Management
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From Compliance to Culture: Embedding Accountability
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Guide to the FCA’s Strategy
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From Compliance to Culture: Embedding Accountability
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SM&CR: Enhancing Ethics, Accountability & Culture
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From Compliance to Culture: Embedding Accountability
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Duty Bound: The UK Consumer Mandate in a Global Age
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Improve Complaints Management and Improve Compliance
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When is a gift not a gift?
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Avoid the Pitfalls: Proactive Compliance Monitoring
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Ruleguard Operational Resilience Roundtable
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The Cost of Doing Nothing
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“Regulatory Greens”: FCA’s Balanced diet
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Finfluencers Under Fire: Global Clean-Up of Rogue Financial Promotions
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What lies ahead for Financial Services?
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Stress-Tested for Reality: Beyond Paper Plans
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Complaints in a Changing World
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Product Governance: Aligning innovation, ethics and accountability
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Operational Resilience: Adapt, Respond & Recover
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Best Practice in Third Party Risk Management
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Guide to the FCA’s Strategy
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SM&CR: Enhancing Ethics, Accountability & Culture
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Rathbones Asset Management Success Story - Client Asset Compliance, Risk Mapping and Transfer Agent Oversight
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CASS Compliance and Transfer Agent Oversight
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Breach Management, Checklists and Control Testing
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No Time to Relax: Consumer Duty Risk Remains Front and Centre
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Preventing Bribery
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Is Regulatory Change Reshaping Your Complaints Handling?
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Strengthen Your Operational Resilience in 2025 and Beyond
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Compliance Monitoring Challenges: From Tech Gaps to Vendor Oversight
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Your Resilience Roadmap: Actionable Takeaways from Industry Experts
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Strengthening Product Governance
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Podcast AI in Financial Services: Unpacking the Regulatory & Ethical Landscape
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Podcast Crush Your CASS Audit Goals!
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Podcast: Controlling CASS Compliance
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Podcast Escape CASS Complacency!
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Podcast Mastering CASS Controls: Key Steps for Ensuring Compliance
Read moreJULY 2023 | NOW ON DEMAND
Managing regulatory change can be a time-consuming exercise. Where do you start, and how do you know you’ve got all bases covered? These are a couple of the challenges regulated firms face every day against the backdrop of regulatory censure.
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In this on-demand webinar we consider the following aspects:
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This webinar took place in July 2023 but is now available to watch on demand.
Discover essential strategies for navigating regulatory changes effectively and driving positive transformations within your business. Learn valuable insights on managing regulatory developments, fostering change, ensuring compliance, and providing assurance to stakeholders. Don’t miss this opportunity to learn how to navigate the ever-changing regulatory environment and evolve your business successfully.
Head of Risk & Compliance
In a career spanning 27 years, Priscilla has worked as a consultant, CCO and MLRO providing regulatory oversight and advice to firms across the financial services industry. She is responsible for our thought leadership programme, writing regular articles and white papers, and hosting webinars on a variety of regulatory matters.
Her dual role also encompasses the oversight of risk management at Ruleguard.
She is a Fellow of the International Compliance Association, a certified GRC practitioner, and a member of the Institute of Risk Management.
Platform Director
Matthew is our Platform Director and leads the development roadmap for the Ruleguard platform. He has 15+ years of experience in software development and has worked on Ruleguard since its launch.
Matthew plays a key role in delivering a programme of features and improvements that continue to delight users and deliver tangible business value. He’s passionate about product management that balances strategic and tactical objectives.
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In this session, we take you for a quick rundown of the follow areas:
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