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Platform
Compliance and
risk management
Regulatory 
Client Assets 
Policy and Document 
Compliance 
Operational Risk 
Operational 
Evidence Management 
Service Organisation 
Client 
Incident and Breach
Employee
compliance
Accountability 
Personal 
Gifts and 
Conflicts 
Employee
Consumer
duty
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About
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Insights
Control Your Conflicts: Strategies for Transparency & Integrity
WEBINARBeyond Compliance: Elevating Governance and Managing Risks Effectively
WEBINARNavigating Disruption: Building Operational Resilience in Today's World
WEBINARBeyond the Checklist: Unveiling the True Essence of Consumer Duty
WhitepaperOperational Resilience: Adapt, Respond & Recover
WhitepaperBest Practice in Third Party Risk Management
WhitepaperGuide to the FCA’s Strategy
WhitepaperSM&CR: Enhancing Ethics, Accountability & Culture
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Ruleguard’s Policy and Document Management software enables you to map your documents into the compliance journey to associated controls, business processes, risks and regulations.
Document integrity
Effortlessly manage document versions, ensuring staff always access the latest, most accurate information, supported by a comprehensive audit trail. Reduce the risk of losing or corrupting information with this sophisticated solution that ensures version control and document integrity.
Precise access
Customise document access controls and permissions to maintain confidentiality and integrity, while facilitating seamless collaboration across your organisation. Ensure that only the right people can amend, approve or access the right information, with our version control and access features.
Compliance integration
Integrate documents directly into your compliance framework, linking policies to controls, processes, and regulations for holistic oversight. Ruleguard helps to speed up and simplify the audit process, where documents – including all historic changes – need review.
Ruleguard's Policy and Document Management software transforms how the Financial Services industry handles compliance documentation, blending security with simplicity. With a secure, single repository for all your compliance documents and policies, you can rely on the only one source of truth you’ll need.
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Our Policy and Document Management solution helps enterprises to organise and manage policies/procedure documents centrally and facilitates collaboration between employees to ensure policies are up to date and have been acknowledged by the relevant parties.
