Back
Platform
Compliance and
risk management
Regulatory 
Client Assets 
Policy and Document 
Compliance 
Operational Risk 
Operational 
Evidence Management 
Service Organisation 
Client 
Incident and Breach
Employee
compliance
Accountability 
Personal 
Gifts and 
Conflicts 
Employee
Consumer
duty
Back
About
Back
Insights
Control Your Conflicts: Strategies for Transparency & Integrity
WEBINARBeyond Compliance: Elevating Governance and Managing Risks Effectively
WEBINARNavigating Disruption: Building Operational Resilience in Today's World
WEBINARBeyond the Checklist: Unveiling the True Essence of Consumer Duty
WhitepaperOperational Resilience: Adapt, Respond & Recover
WhitepaperBest Practice in Third Party Risk Management
WhitepaperGuide to the FCA’s Strategy
WhitepaperSM&CR: Enhancing Ethics, Accountability & Culture
Efficiently identify and categorise operational risks with Ruleguard's intuitive platform. Our Operational Risk Management software solution offers an end-to-end view of the compliance response when you map the risks back to the requirements and controls.
Establish a structured and comprehensive approach to risk management. Our platform lets you fully document operational risks and organise them into topics and suitable taxonomies. Explore the benefits of our Operational Risk Management software.
Smooth risk assessment
Automate the risk evaluation process, utilising customisable scoring systems to prioritise and address risks based on impact, likelihood, and the real-time operation of controls.
Proactive risk mitigation
Implement targeted mitigation strategies to manage identified risks effectively, enhancing operational resilience and regulatory compliance. Continually improve your governance and oversight of key risks, related controls and operational processes.
Robust compliance integration
Seamlessly link risks to regulatory requirements and controls, providing a holistic view of your compliance stance and supporting risk-first decision-making.
Our rich reporting enables users to visualise the status of risks and tasks using customisable RAG schemes. At a glance, identify and visualise escalating issues before they materialise.
Rich reporting
Detailed reports provide risk analysis, insights and trends enabling the board and executives to comprehend the risks and mitigation strategies. This feeds into the firm’s assessment of regulatory capital requirements, such as ICARA.
Ruleguard's end-to-end Operational Risk Management solution empowers firms to navigate the complexities of risk management with ease, ensuring a robust, compliant, and secure operational environment.
Request a discovery call
Ruleguard’s integrated Operational Risk Management solution enables firms to track all identified risks and corresponding controls and mitigations across the enterprise. The solution has built-in features to help users assess, quantify, remedy, report and streamline their risk management processes.
