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White Papers


Guide to the FCA’s Strategy

Aligned to the FCA’s business plan for 2022, the FCA has shifted its focus away from processes to greater emphasis on results.  The FCA intends to measure both its own and the industry’s performance against the FCA’s 13 commitments and 13 outcomes.  How does this affect your firm?

Read our white paper to learn how to learn more about the FCA’s commitments and outcomes.

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White Paper

SM&CR: Enhancing Ethics, Accountability & Culture


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