Compliance and Risk Solutions

We have seen major disruptions to business cycles over the last three decades, including the global financial crisis and the recent Covid-19 pandemic. The new issues presented by the pandemic are only compounded by the increase in compliance obligations, as well as the growing threat of cybercriminals and security breaches, all with the power to destroy a firm’s reputation.

In this environment, every organisation needs to combat the growing threats due to non-financial risks, from compliance to misconduct to operational errors. Ruleguard solutions are specifically designed to help compliance and risk teams align their processes with regulatory requirements to meet regulatory expectations. We work with Chief Compliance and Risk Officers as well as other executives to help them manage their risk agenda and improve their risk management capacities.

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Why Ruleguard for Compliance & Risk?

Improve Compliance and Controls

Help reduce the cost of compliance and response time to regulatory changes with greater consistency of execution and enhanced control.

Demonstrate Compliance with Robust Audit trails

Ruleguard’s online workflows make it simple for firms to complete tasks. Our repository features allow you to store and keep an audit trail of relevant documents in one place.

Improve Efficiency of Investigations

Complete oversight of the complaints and breach processes with Ruleguard’s detailed MI and reporting features

Ruleguard's solution can help you to:

Reduce compliance costs
Facilitate proactive compliance
Improve risk-based compliance monitoring by easily identifying areas for attention
Demonstrate oversight of third parties and control of your data
Create a comprehensive audit trail with supporting evidence
Provide full transparency and accountability
Produce timely reporting to meet your audience’s needs