Blogs

Transition to T+1 Settlement in the UK & EU

corporate governance, FCA, oversight, risk management, ESMA, t+1

Time to read: 4 minutes TL:DR - Moving from T+2 to T+1 means trades settle one business day after execution. The UK and EU have a target implementation date of October 2027. The settlement lifecycle will be reduced by one business day meaning processes must become...

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MiFID II Quick Fixes

FCA, disclosures, conflicts, transparency, RTS28, inducements, communications, RTS27, ESMA, research, MIFID II, best execution

The FCA’s policy ( PS21/20 ) outlined its changes to COBS research rules as well as the removal of the best execution reporting in RTS 27 and RTS 28. These changes are part of a wider review of the Capital Markets by the FCA and HM Treasury. The Government wishes to...

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