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Asset Management Compliance Solutions

Asset Management Compliance Solutions

Reduce regulatory reporting costs for asset managers

Regulatory change and increased scrutiny of compliance in asset management present major challenges for firms. With the increasing burden of regulatory reporting, asset managers are required to perform tasks that are repetitive and labour-intensive. They are under intense pressure to modernise their compliance operations to cope with the growing number of requirements, data sharing and reporting. Instead of creating reports manually, asset managers could focus their time on tasks with added-value benefits, particularly oversight and process improvement.

Using advanced automation, Ruleguard’s solution simplifies regulatory compliance for asset managers, significantly reducing the overhead for carrying out such activities. Ruleguard for Asset Management streamlines regulatory reporting, delivers best-in-class oversight, and reduces the risk of non-compliance.

Why Ruleguard for Asset Management?

Powerful Solution for CASS

Utilising Ruleguard’s powerful CASS resolution pack software, everything related to the firm’s client asset compliance can be kept in once place and is easily retrieved and demonstrated to the auditors and regulators. With Ruleguard’s solution for CASS, it helps to save money, improve accuracy, and reduce risk.


Streamline your Business

With attestations built into the platform and accurate MI dashboards, Ruleguard helps you consolidate your compliance documentation reliably in one place, offering you unparalleled control over data and increasing efficiency in the workflow.

Ruleguard can help you in the following ways:

  • Save time and money

  • Mitigate risks and achieve operational resilience

  • Take full control of your data

  • Build a comprehensive audit trail

  • Manage your end-to-end client asset compliance

  • Provide full transparency and accountability

Solutions for Asset Management

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Client Money & Asset Rules (CASS)

Practical line-by-line mapping for client asset compliance in custody, client money, mandates, and resolution packs

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Operational Risk

Map risks and controls to facilitate compliance monitoring

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Tasks &

Assign granular tasks to individuals with detailed control over dates & times

Learn how Ruleguard can help reduce costs, improve efficiency, and mitigate risk.


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