GRC Solutions

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Compliance and risk management

Regulatory
Updates Client Assets
Compliance & Audit Policy and Document
Management Compliance
Monitoring Operational Risk
Management Operational
Resilience Evidence Management
and Task Lists Service Organisation
Assurance Audits Client
Assurance Portal Incident and Breach
Management

Employee
compliance

Accountability
Regimes Personal
Account Dealing Gifts and
Hospitality Conflicts
of Interest Employee
Attestations

Consumer
duty

Product
Governance Financial
Promotions Complaints
Management Supplier
Oversight Client File
Reviews Appointed Reps
Oversight

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Operational Resilience: Adapt, Respond & Recover
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Best Practice in Third Party Risk Management
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Asset Management

Ease your firm’s risk of non-compliance

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Innovative and robust banking compliance tools

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Automate key tasks and boost transparency

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Track, monitor and prove compliance with ease

Pensions

Bolster your audit preparation and oversight

Wealth Management

Make compliance your competitive advantage

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Risk

Prevent misconduct with enterprise risk management

Compliance

Give your team greater visibility and control

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Streamline HR compliance and reduce admin

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Your golden source of truth for governance

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Minimise duplication, bottlenecks and inefficiency

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Guide to the FCA’s Strategy
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SM&CR: Enhancing Ethics, Accountability & Culture
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Webinars

operational frameworks | Join your peers from around the world, for our regular live broadcasts or watch our on-demand webinars at your convenience, to gain direct access to the pulse of GRC thought leadership. Each session is a gateway to the latest trends and compliance strategies, offering a dynamic platform for learning and interaction.

operational frameworks

Operational Resilience: Protect Investors & Enhance Compliance

Operational Resilience: Protect Investors & Enhance Compliance

risk management, operational resilience, operational frameworks

In this event, our expert panel provide an overview of the UK’s operational resilience framework, outline key requirements of the EU’s Digital Operational Resilience Act (DORA) and discuss how operational resilience aids transparency and builds trust with consumers.

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