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    Blogs

    financial promotions | Peruse our blogs for the latest, fresh perspective on navigating the maze of global regulations and upcoming milestones. This is your shortcut to staying ahead, packed with insights and expert tips from the forefront of GRC innovation.

    USA Financial Promotions: Fragmented Regulations & High Stakes

    USA Financial Promotions: Fragmented Regulations & High Stakes

    financial promotions, third party risk, USA, SEC, FINRA

    Time to read: 4 minutes TL:DR - The US financial promotions landscape is highly fragmented, with multiple regulators enforcing strict standards for fairness, accuracy, and disclosure. Digital marketing, influencer endorsements, and crypto promotions face intense...

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    Finfluencers Under Fire: Global Clean-Up of Rogue Financial Promotions

    Finfluencers Under Fire: Global Clean-Up of Rogue Financial Promotions

    third parties, FCA, due diligence, financial promotions

    "Increasing numbers of young people are falling victim to scams, and finfluencers can often play a part" (FCA, Oct 2024) In recent years, we have seen the FCA highlight the risk posed by finfluencers, which is illustrated by the regulatory action taken against this...

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    Signing off financial promotions with finesse

    Signing off financial promotions with finesse

    accountability, oversight, FCA gateway, financial promotions, marketing compliance

    The UK’s financial promotions regime saw some significant changes in the past year, including the introduction of a regulatory gateway for approvers of third-party financial promotions. The emphasis on financial promotions isn’t new. In recent years, we’ve seen the...

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