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Duty Bound: The UK Consumer Mandate in a Global Age
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Operational Resilience: Adapt, Respond & Recover
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Duty Bound: The UK Consumer Mandate in a Global Age
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Best Practice in Third Party Risk Management
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Ease your firm’s risk of non-compliance

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Innovative and robust banking compliance tools

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Automate key tasks and boost transparency

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Bolster your audit preparation and oversight

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Prevent misconduct with enterprise risk management

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Streamline HR compliance and reduce admin

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Your golden source of truth for governance

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Minimise duplication, bottlenecks and inefficiency

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Guide to the FCA’s Strategy
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Duty Bound: The UK Consumer Mandate in a Global Age
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SM&CR: Enhancing Ethics, Accountability & Culture
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Blogs

financial promotions | Peruse our blogs for the latest, fresh perspective on navigating the maze of global regulations and upcoming milestones. This is your shortcut to staying ahead, packed with insights and expert tips from the forefront of GRC innovation.

Finfluencers Under Fire: Global Clean-Up of Rogue Financial Promotions

Finfluencers Under Fire: Global Clean-Up of Rogue Financial Promotions

third parties, FCA, due diligence, financial promotions

"Increasing numbers of young people are falling victim to scams, and finfluencers can often play a part" (FCA, Oct 2024) In recent years, we have seen the FCA highlight the risk posed by finfluencers, which is illustrated by the regulatory action taken against this...

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Signing off financial promotions with finesse

Signing off financial promotions with finesse

accountability, oversight, FCA gateway, financial promotions, marketing compliance

The UK’s financial promotions regime saw some significant changes in the past year, including the introduction of a regulatory gateway for approvers of third-party financial promotions. The emphasis on financial promotions isn’t new. In recent years, we’ve seen the...

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