Blogs
Consumer Duty | Peruse our blogs for the latest, fresh perspective on navigating the maze of global regulations and upcoming milestones. This is your shortcut to staying ahead, packed with insights and expert tips from the forefront of GRC innovation.
governance,
accountability,
SM&CR,
Consumer Duty,
GRC,
financial crime
"Good strategy, like good nutrition, is all about balance. The right elements, working together, to support long-term health." (Emily Shepperd, FCA's COO, June 2024)
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FCA,
FOS,
Consumer Duty
Consumers today expect much more from financial services firms than just a basic transactional efficiency.
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client assets,
client money,
Consumer Duty,
Compliance Monitoring
Time to read: 2-3 minutes Despite recent announcements that the Payment Services Regulator (PSR) will be disbanded, regulation is not going away. The FCA is taking on increased responsibilities and ensuring that there are consistent messages to firms on how to...
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due diligence,
MIFID II,
Consumer Duty,
Product Governance,
data
Scrutinise your Product Governance Framework “Product oversight and governance refers to the systems and controls firms have in place to design, approve, market and manage products throughout the products' lifecycle to ensure they meet legal and regulatory...
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compliance,
Consumer Duty,
data
Consumer Duty: Data to demonstrate compliance It’s now just over a year since Consumer Duty came into force for open products and 31st July 2024 saw the regime extended further to closed products. FCA took this opportunity to share feedback, and highlight areas where...
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