Join asset managers, banks and wealth managers to see how to modernise compliance monitoring to withstand supervisory scrutiny.
Your Expert Panel
This session will explore what effective compliance monitoring looks like in today’s UK supervisory environment and why many existing programmes may no longer meet regulatory expectations. We’ll examine the regulator’s perspective on monitoring effectiveness, highlight sector-specific pressure points across asset management, banking and wealth management, and uncover common weaknesses seen in monitoring frameworks.
Most importantly, we’ll share practical steps to strengthen oversight, improve board reporting, and build a risk-driven, data-enabled monitoring approach that can stand up to supervisory scrutiny.
If you’re a Head of Compliance, Monitoring Officer, MLRO or Risk Leader, this session will provide actionable insights.