Replace Manual PA Dealing Processes

Managing Personal Account Dealing through spreadsheets and email creates unnecessary risk, delays and administration.

Ruleguard provides a single platform to manage employee trade requests, approvals, declarations, evidence and reporting, helping compliance teams improve governance while reducing manual effort.

What You'll See

• Automated employee trade approval workflows
• Declarations and policy attestations
• Restricted list management
• Audit-ready evidence and decision history
• Dashboards and management information
• Integrated governance, risk and compliance workflows

Reduce Risk. Improve Oversight.

Ruleguard helps firms strengthen Personal Account Dealing compliance, improve employee trading oversight, and demonstrate effective governance through consistent, auditable processes.

Designed for regulated financial services firms, the platform helps reduce operational risk while supporting FCA expectations around market abuse and employee dealing.

Watch the Demo Today

See how Ruleguard modernises Personal Account Dealing with automated workflows, stronger controls and complete regulatory oversight.

Ready to streamline Personal Account Dealing? Book a discovery call with our team.