Webinars - Ruleguard

Spotlight on the Appointed Representative Regime

Written by Admin | Apr 23, 2024 9:30:50 AM

Join our experts as we explore the following aspects of the Appointed Representatives Regime:

  • What is the Appointed Representative (AR) Regime?
  • How does this arrangement benefit both ARs and Principal firms?
  • What's new for Principal firms and their ARs?
  • How to manage regulatory expectations
  • Getting to grips with your key responsibilities

This event is free to attend and is CPD-acknowledged by the International Compliance Association (ICA).