The Compliance Gap in Global Promotions
During our recent webinar on “Financial Promotions Under Scrutiny in a Global Market”, attendees shared what’s really slowing down compliant marketing and the results are eye-opening.
Firms told us they’re up against: Lack of clarity on requirements, tracking promotions across channels and many more hurdles. And, when asked where the biggest process challenges arise, the top pain points included identifying non-compliant material.
With global rules creating a patchwork of expectations, the risk of non-compliant content slipping through the net is rising, especially for firms managing multiple channels and Appointed Representatives.
Download our free infographic to see the full results!
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Book your personalised discovery call and see how you can navigate FCA rules with confidence. Ruleguard’s Financial Promotions Solution streamlines sign-off across every channel, so your promotions stay clear, fair, and not misleading. Discover how Ruleguard can help you get stronger AR oversight and higher conduct standards with Ruleguard’s all-in-one compliance platform.