Using 12 core pillars of maturity, the checklist helps firms move from reactive compliance to a predictive, strategic regulatory risk model.
What the Checklist Covers
The checklist benchmarks your framework across 12 core pillars of effectiveness:
- Governance & Accountability – executive ownership, decision rights, board oversight and resourcing
- Horizon Scanning – multi-source monitoring, early signal detection and prioritisation
- Regulatory Inventory – a mapped “Regulatory Universe” linking obligations to controls, systems and owners
- Impact Assessment – quantified financial, operational and strategic impact analysis
- Implementation Discipline – ownership, milestones, deadlines and RACI oversight
- Technology & Automation – AI-assisted monitoring, workflow management and reporting dashboards
- Integration & Collaboration – alignment with risk appetite, product governance and enterprise strategy
- Audit Readiness & MI – defensible evidence, board metrics and continuous improvement
Why Download the Checklist?
- Benchmark your current framework against best practice
- Identify structural gaps before regulators do
- Improve board oversight and regulatory transparency
- Strengthen audit readiness and defensibility
- Embed regulatory change into strategy, not just compliance
Get access to our free checklist to benchmark your Regulatory Change Management framework and identify the highest-value improvements!