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Spotlight on Financial Promotions:
Tips to stay on the right side of the rules
Thursday 30th November 2023 | 10.30am - 11.30am (GMT)
How to smoothly navigate the regulatory requirements
Speakers
Priscilla Gaudoin
Head of Risk & Compliance
Priscilla is a certified compliance professional specialising in governance, risk management and compliance. With a career spanning 25+ years, she has previously worked as a consultant providing regulatory advice to firms from various FS sectors.
She has also held senior management roles as both a Chief Compliance Officer and MLRO.
Priscilla is a Fellow of the International Compliance Association and a member of the Chartered Institute of Securities and Investments.
Matthew Bruce
Platform Director
Matthew is our Platform Director and leads the development roadmap for the Ruleguard platform. He has 15+ years’ experience in software development and has worked on Ruleguard since launch.
Matthew plays a key role in delivering a programme of features and improvements that continue to delight users and deliver tangible business value. He’s passionate about product management that balances strategic and tactical objectives.