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Regulatory Developments: How to be a Catalyst for Change
27th July 2023 | 10:30am to 11:30am (BST)
Managing regulatory change can be a time-consuming exercise. Where do you start, and how do you know you’ve got all bases covered? These are a couple of the challenges regulated firms face every day against the backdrop of regulatory censure.
Join us as we take a look at best practices and consider the following aspects:
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Tips for keeping on top of regulatory developments
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Being a catalyst for change in your business
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Demonstrating ongoing compliance and
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Providing assurance to your board and regulator
We’ll help you with practical solutions to help you keep track of what’s important to you and your business.
This event is via Zoom and is free to attend.
Speakers
Priscilla is a certified compliance professional specialising in governance, risk management and compliance. With a career spanning 25+ years, she has previously worked as a consultant providing regulatory advice to firms from various FS sectors.
She has also held senior management roles as both a Chief Compliance Officer and MLRO.
Priscilla is a Fellow of the International Compliance Association and a member of the Chartered Institute of Securities and Investments.
Priscilla Gaudoin
Head of Risk & Compliance
Matthew is our Platform Director and leads the development roadmap for the Ruleguard platform. He has 15+ years’ experience in software development and has worked on Ruleguard since launch.
Matthew plays a key role in delivering a programme of features and improvements that continue to delight users and deliver tangible business value. He’s passionate about product management that balances strategic and tactical objectives.