Priscilla GaudoinMay 26, 2022What is the new Consumer Duty? The FCA states that the Consumer Duty aims to “ensure a higher and more consistent standard of consumer protection for users of financial...
Priscilla GaudoinFeb 22, 2022MiFID II Quick Fixes The FCA’s policy (PS21/20) outlined its changes to COBS research rules as well as the removal of the best execution reporting in RTS 27...