Priscilla GaudoinOct 6, 2021What is CMAR anyway?The purpose of the Client Assets Sourcebook (CASS) is to ensure that client money and assets are always protected. Importantly, all...
Priscilla GaudoinSep 29, 2021CASS Firms: Focus on Resilience In 2020 the FCA issued three Dear CEO letters. The letters were a reminder to firms of the obligations relating to client assets and...